0001475620-12-000023.txt : 20121009
0001475620-12-000023.hdr.sgml : 20121008
20121009161720
ACCESSION NUMBER: 0001475620-12-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121004
FILED AS OF DATE: 20121009
DATE AS OF CHANGE: 20121009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POLISTINA TERRY
CENTRAL INDEX KEY: 0001231601
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34757
FILM NUMBER: 121135349
MAIL ADDRESS:
STREET 1: 5980 MIAMI LAKES DRIVE
CITY: MIAMI LAKES
STATE: FL
ZIP: 33014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc.
CENTRAL INDEX KEY: 0001487730
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 272166630
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 601 RAYOVAC DRIVE
CITY: MADISON
STATE: WI
ZIP: 53711
BUSINESS PHONE: 608-275-3340
MAIL ADDRESS:
STREET 1: 601 RAYOVAC DRIVE
CITY: MADISON
STATE: WI
ZIP: 53711
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-10-04
0001487730
Spectrum Brands Holdings, Inc.
SPB
0001231601
POLISTINA TERRY
C/O SPECTRUM BRANDS HOLDINGS, INC.
601 RAYOVAC DRIVE
MADISON
WI
53711
0
1
0
0
President, Global Appliances
Common Stock
2012-10-04
4
S
0
28244
40.5236
D
159200
D
Performance Rights
2013-09-30
Common Stock
88888
88888
D
Performance Rights
2013-09-30
Common Stock
111111
111111
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Polistina on September 14, 2011.
Reflects the weighted average price of 28,244 shares of Common Stock of the Issuer sold by Mr. Polistina in multiple transactions on October 4, 2012 at prices ranging from $40.29 to $40.72 per share. Mr. Polistina undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Each performance right represents a contingent right to receive one share of the Issuer's common stock. Under the Spectrum Brands Holdings, Inc. 2012 Equity Award Plan, up to 50% of such performance rights will vest within 74 days of the Issuer meeting certain adjusted EBITDA and free cash flow performance targets for the year ended September 30, 2012, if Mr. Polistina is employed by the Issuer on such date (the "2012 Award"). In addition, an amount equal to the 2012 Award will vest on September 30, 2013, if Mr. Polistina is employed by the Issuer on such date.
Each performance right represents a contingent right to receive one share of the Issuer's common stock. Under the Spectrum Brands Holdings, Inc. 2011 Two-Year Equity Award Plan, up to 50% of such performance rights will vest within 74 days of the Issuer meeting certain adjusted EBITDA, free cash flow and strategic integration performance targets for the two years ended September 30, 2012, if Mr. Polistina is employed by the Issuer on such date (the "Two-Year 2012 Award"). In addition, an amount equal to the Two-Year 2012 Award will vest on September 30, 2013, if Mr. Polistina is employed by the Issuer on such date.
/s/ Nathan E. Fagre, attorney-in-fact
2012-10-09