0001104659-24-075721.txt : 20240627 0001104659-24-075721.hdr.sgml : 20240627 20240627165607 ACCESSION NUMBER: 0001104659-24-075721 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240626 FILED AS OF DATE: 20240627 DATE AS OF CHANGE: 20240627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZWEIFACH SANFORD S CENTRAL INDEX KEY: 0001231269 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36296 FILM NUMBER: 241080033 MAIL ADDRESS: STREET 1: 21720 23RD DRIVE SE STREET 2: SUITE 150 CITY: BOTHELL STATE: WA ZIP: 98021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carisma Therapeutics Inc. CENTRAL INDEX KEY: 0001485003 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 262025616 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3675 MARKET STREET STREET 2: SUITE 200 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: 2674916422 MAIL ADDRESS: STREET 1: 3675 MARKET STREET STREET 2: SUITE 200 CITY: PHILADELPHIA STATE: PA ZIP: 19104 FORMER COMPANY: FORMER CONFORMED NAME: Sesen Bio, Inc. DATE OF NAME CHANGE: 20180516 FORMER COMPANY: FORMER CONFORMED NAME: Eleven Biotherapeutics, Inc. DATE OF NAME CHANGE: 20100223 4 1 tm2418415-4_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-06-26 0 0001485003 Carisma Therapeutics Inc. CARM 0001231269 ZWEIFACH SANFORD S 3675 MARKET STREET, SUITE 401 PHILADELPHIA PA 19104 1 0 0 0 0 Stock Option (Right to Buy) 1.22 2024-06-26 4 A 0 19350 0.00 A 2034-06-26 Common Stock 19350 19350 D The shares underlying this option vest with respect to all of the shares underlying such option on the first anniversary of the grant date or, if earlier, immediately prior to the first annual meeting of stockholders occurring after the grant date, subject to the non-employee director's continued service as a director. /s/ Richard Morris, as Attorney-in-Fact for Sanford Zweifach 2024-06-27