0001326160-15-000172.txt : 20151007 0001326160-15-000172.hdr.sgml : 20151007 20151007163856 ACCESSION NUMBER: 0001326160-15-000172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151005 FILED AS OF DATE: 20151007 DATE AS OF CHANGE: 20151007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Energy CORP CENTRAL INDEX KEY: 0001326160 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 202777218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-382-3853 MAIL ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Duke Energy Holding Corp. DATE OF NAME CHANGE: 20050628 FORMER COMPANY: FORMER CONFORMED NAME: Deer Holding Corp. DATE OF NAME CHANGE: 20050504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHODES JAMES T CENTRAL INDEX KEY: 0001231019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32853 FILM NUMBER: 151149266 MAIL ADDRESS: STREET 1: 526 S. CHURCH STREET CITY: CHARLOTTE STATE: X1 ZIP: 28202 4 1 wf-form4_144425032675941.xml FORM 4 X0306 4 2015-10-05 0 0001326160 Duke Energy CORP DUK 0001231019 RHODES JAMES T 550 S. TRYON STREET CHARLOTTE NC 28202 1 0 0 0 Director Savings Plan Restricted Stock Unit Deferrals 2015-10-05 4 A 0 303 73.08 A Common Stock 303.0 30118 D Converts to Common Stock on a 1-for-1 basis. Generally payable upon reporting person's termination of service. Expiration date not applicable. /s/ David S. Maltz, Attorney-in-fact for James T. Rhodes 2015-10-05