0001444363-19-000030.txt : 20190318 0001444363-19-000030.hdr.sgml : 20190318 20190318174759 ACCESSION NUMBER: 0001444363-19-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190314 FILED AS OF DATE: 20190318 DATE AS OF CHANGE: 20190318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHENK JOSEPH A CENTRAL INDEX KEY: 0001230923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35008 FILM NUMBER: 19689527 MAIL ADDRESS: STREET 1: C/O JEFFERIES & COMPANY, INC. STREET 2: 520 MADISON AVE. 12TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc. CENTRAL INDEX KEY: 0001444363 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 204568600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 908-731-0700 MAIL ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 wf-form4_155294563086884.xml FORM 4 X0306 4 2019-03-14 0 0001444363 GAIN Capital Holdings, Inc. GCAP 0001230923 SCHENK JOSEPH A C/O GAIN CAPITAL HOLDINGS, INC. BEDMINSTER ONE, 135 US HWY. 202/206 BEDMINSTER NJ 07921 1 0 0 0 Common Stock 2019-03-14 4 A 0 30581 0 A 197219 D Restricted stock units issued to the reporting person as compensation for service as a non-executive director of the issuer. The RSUs vest in twelve equal monthly installments starting one month after the day following the issuer's annual meeting of stockholders in the year of grant. /s/ Joseph A. Schenk 2019-03-18