0001444363-17-000103.txt : 20171005
0001444363-17-000103.hdr.sgml : 20171005
20171005190653
ACCESSION NUMBER: 0001444363-17-000103
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171003
FILED AS OF DATE: 20171005
DATE AS OF CHANGE: 20171005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHENK JOSEPH A
CENTRAL INDEX KEY: 0001230923
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 171125531
MAIL ADDRESS:
STREET 1: C/O JEFFERIES & COMPANY, INC.
STREET 2: 520 MADISON AVE. 12TH FL.
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001444363
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 204568600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 908-731-0700
MAIL ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
wf-form4_150724479874707.xml
FORM 4
X0306
4
2017-10-03
0
0001444363
GAIN Capital Holdings, Inc.
GCAP
0001230923
SCHENK JOSEPH A
C/O GAIN CAPITAL HOLDINGS, INC.
BEDMINSTER ONE, 135 US HWY. 202/206
BEDMINSTER
NJ
07921
1
0
0
0
Common Stock
2017-10-03
4
A
0
5178
0
A
131638
D
Restricted stock units issued to the reporting person as compensation for service as a non-executive director of the issuer. 25% of the RSUs granted will vest on October 8, 2017, with the remainder vesting in nine equal monthly installments commencing on November 8, 2017.
/s/ Joseph A. Schenk
2017-10-05