0000950103-20-015245.txt : 20200804 0000950103-20-015245.hdr.sgml : 20200804 20200804173737 ACCESSION NUMBER: 0000950103-20-015245 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200731 FILED AS OF DATE: 20200804 DATE AS OF CHANGE: 20200804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHENK JOSEPH A CENTRAL INDEX KEY: 0001230923 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35008 FILM NUMBER: 201074451 MAIL ADDRESS: STREET 1: C/O JEFFERIES & COMPANY, INC. STREET 2: 520 MADISON AVE. 12TH FL. CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc. CENTRAL INDEX KEY: 0001444363 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 204568600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 908-731-0700 MAIL ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 dp133848_4-schenk.xml FORM 4 X0306 4 2020-07-31 1 0001444363 GAIN Capital Holdings, Inc. GCAP 0001230923 SCHENK JOSEPH A C/O GAIN CAPITAL HOLDINGS, INC. BEDMINSTER ONE, 135 US HWY. 202/206 BEDMINSTER NJ 07921 1 0 0 0 Common Stock 2020-07-31 4 D 0 237219 6.00 D 0 D On July 31, 2020, Gain Capital holdings, Inc. (the "Issuer") and StoneX Group Inc. (f/k/a INTL FCStone Inc.) completed the merger contemplated by the Agreement and Plan of Merger among the parties thereto, dated as of February 26, 2020 (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement each share of Issuer common stock reported in Table I above was converted into the right to receive $6.00 in cash. /s/ Joseph A. Schenk 2020-08-04