0001140361-18-019514.txt : 20180425 0001140361-18-019514.hdr.sgml : 20180425 20180425151150 ACCESSION NUMBER: 0001140361-18-019514 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180425 DATE AS OF CHANGE: 20180425 EFFECTIVENESS DATE: 20180425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RICE HALL JAMES & ASSOCIATES, LLC CENTRAL INDEX KEY: 0001230765 IRS NUMBER: 431992529 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10467 FILM NUMBER: 18774106 BUSINESS ADDRESS: STREET 1: 600 WEST BROADWAY STE 1000 CITY: SAN DIEGO STATE: CA ZIP: 92101-3383 BUSINESS PHONE: 6192399005 MAIL ADDRESS: STREET 1: 600 WEST BROADWAY STE 1000 CITY: SAN DIEGO STATE: CA ZIP: 92101-3383 FORMER COMPANY: FORMER CONFORMED NAME: RICE HALL JAMES & ASSOCIATES LLC DATE OF NAME CHANGE: 20030516 FORMER COMPANY: FORMER CONFORMED NAME: RICE JAMES HALL & ASSOCIATES LLC DATE OF NAME CHANGE: 20030502 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001230765 XXXXXXXX 03-31-2018 03-31-2018 RICE HALL JAMES & ASSOCIATES, LLC
600 WEST BROADWAY STE 1000 SAN DIEGO CA 92101-3383
13F COMBINATION REPORT 028-10467 0001390777 028-12592 Bank of New York Mellon Corp N
Janine Marquez Chief Compliance Officer 619-239-9005 Janine Marquez San Diego CA 04-24-2018 0 295 2562601 false
INFORMATION TABLE 2 form13fInfoTable.xml 3M Co. COM 88579Y101 220 1001 SH SOLE 1001 0 0 AAR Corp. COM 000361105 3115 70614 SH SOLE 29947 0 40667 Abbott Laboratories COM 002824100 934 15587 SH SOLE 15587 0 0 AbbVie, Inc. COM 00287Y109 1367 14445 SH SOLE 14445 0 0 Acadia Healthcare Co., Inc. COM 00404A109 20610 526021 SH SOLE 394231 0 131790 ACI Worldwide, Inc. COM 004498101 13260 559025 SH SOLE 534257 0 24768 Aclaris Therapeutics, Inc. COM 00461U105 3711 211797 SH SOLE 199761 0 12036 Acxiom Corp. COM 005125109 18260 804062 SH SOLE 589581 0 214481 Advance Auto Parts, Inc. COM 00751Y106 4204 35462 SH SOLE 35437 0 25 Advanced Energy Industries, In COM 007973100 11044 172827 SH SOLE 126790 0 46037 Aerie Pharmaceuticals, Inc. COM 00771V108 14930 275199 SH SOLE 260495 0 14704 Air Transport Services Group, COM 00922R105 22292 955905 SH SOLE 662853 0 293052 Airgain, Inc. COM 00938A104 1315 169959 SH SOLE 71945 0 98014 Alamo Group, Inc. COM 011311107 2174 19782 SH SOLE 8381 0 11401 Albany International Corp. COM 012348108 20454 326218 SH SOLE 239193 0 87025 Almost Family, Inc. COM 020409108 1867 33343 SH SOLE 13949 0 19394 AMN Healthcare Services, Inc. COM 001744101 24556 432711 SH SOLE 317403 0 115308 Apogee Enterprises, Inc. COM 037598109 1306 30120 SH SOLE 12754 0 17366 Apple, Inc. COM 037833100 151 900 SH SOLE 900 0 0 ARRIS International PLC COM G0551A103 2736 102985 SH SOLE 94747 0 8238 Associated Capital Group, Inc. COM 045528106 2751 73451 SH SOLE 68734 0 4717 AT&T, Inc. COM 00206R102 311 8719 SH SOLE 7301 0 1418 Atlas Financial Holdings, Inc. COM G06207115 1102 106496 SH SOLE 44708 0 61788 AutoWeb, Inc. COM 05335B100 51 16949 SH SOLE 14663 0 2286 Axon Enterprise, Inc. COM 05464C101 11333 288288 SH SOLE 211308 0 76980 AXT, Inc. COM 00246W103 693 95529 SH SOLE 40372 0 55157 Bank of the Ozarks, Inc. COM 063904106 29796 617273 SH SOLE 589518 0 27755 Banner Corp. COM 06652V208 14505 261390 SH SOLE 191064 0 70326 Beacon Roofing Supply, Inc. COM 073685109 14598 275076 SH SOLE 206774 0 68302 Berkshire Hathaway, Inc. Class COM 084670108 299 1 SH SOLE 1 0 0 Berkshire Hathaway, Inc. Class COM 084670702 3018 15131 SH SOLE 13806 0 1325 BioMarin Pharmaceutical, Inc. COM 09061G101 3434 42361 SH SOLE 42331 0 30 BioSpecifics Technologies Corp COM 090931106 7172 161754 SH SOLE 149560 0 12194 Bio-Techne Corp. COM 09073M104 2898 19186 SH SOLE 17809 0 1377 BioTelemetry, Inc. COM 090672106 21685 698375 SH SOLE 489503 0 208872 BJ's Restaurants, Inc. COM 09180C106 3054 68026 SH SOLE 62033 0 5993 BofI Holding, Inc. COM 05566U108 35606 878504 SH SOLE 832528 0 45976 Boingo Wireless, Inc. COM 09739C102 20522 828518 SH SOLE 778350 0 50168 Bravo Brio Restaurant Group, I COM 10567B109 810 202379 SH SOLE 187874 0 14505 Bristol-Myers Squibb Co. COM 110122108 291 4608 SH SOLE 4608 0 0 Brooks Automation, Inc. COM 114340102 1797 66375 SH SOLE 28321 0 38054 CalAmp Corp. COM 128126109 15254 666676 SH SOLE 575847 0 90829 Calavo Growers, Inc. COM 128246105 23593 255887 SH SOLE 188007 0 67880 Cambrex Corp. COM 132011107 11451 218943 SH SOLE 151517 0 67426 Capella Education Co. COM 139594105 275 3147 SH SOLE 2721 0 426 Carbonite, Inc. COM 141337105 2993 103910 SH SOLE 95910 0 8000 Care.com, Inc. COM 141633107 2077 127684 SH SOLE 53918 0 73766 Carlisle Companies, Inc. COM 142339100 2111 20219 SH SOLE 18752 0 1467 Carolina Financial Corp. COM 143873107 1870 47608 SH SOLE 20201 0 27407 Carpenter Technology Corp. COM 144285103 17126 388158 SH SOLE 284611 0 103547 CBIZ, Inc. COM 124805102 1925 105456 SH SOLE 44647 0 60809 CDW Corp. COM 12514G108 1684 23948 SH SOLE 21772 0 2176 Centene Corp. COM 15135B101 2294 21467 SH SOLE 20003 0 1464 Century Casinos, Inc. COM 156492100 4197 562625 SH SOLE 517318 0 45307 CEVA, Inc. COM 157210105 21027 580867 SH SOLE 543787 0 37080 Check Point Software Tech Ltd. COM M22465104 1085 10921 SH SOLE 10621 0 300 Cheesecake Factory, Inc. COM 163072101 20937 434203 SH SOLE 414221 0 19982 Chevron Corp. COM 166764100 670 5875 SH SOLE 4078 0 1797 Ciena Corp. COM 171779309 2585 99807 SH SOLE 92126 0 7681 Cimpress N.V. COM N20146101 32812 212099 SH SOLE 202280 0 9819 Cisco Systems, Inc. COM 17275R102 3405 79387 SH SOLE 72987 0 6400 Clarus Corp. COM 18270P109 2280 337763 SH SOLE 142002 0 195761 Clovis Oncology, Inc. COM 189464100 7819 148079 SH SOLE 141253 0 6826 Collegium Pharmaceutical, Inc. COM 19459J104 9785 382980 SH SOLE 359400 0 23580 Columbia Sportswear Co. COM 198516106 3729 48788 SH SOLE 44737 0 4051 Columbus McKinnon Corp. COM 199333105 11975 334119 SH SOLE 228708 0 105411 Conduent, Inc. COM 206787103 22058 1183394 SH SOLE 895291 0 288103 Core Laboratories N.V. COM N22717107 2295 21210 SH SOLE 19838 0 1372 CoStar Group, Inc. COM 22160N109 3807 10496 SH SOLE 10489 0 7 CRA International, Inc. COM 12618T105 1710 32706 SH SOLE 13687 0 19019 Cross Country Healthcare, Inc. COM 227483104 1891 170187 SH SOLE 71107 0 99080 CryoPort, Inc. COM 229050307 708 82368 SH SOLE 33196 0 49172 CSW Industrials, Inc. COM 126402106 455 10097 SH SOLE 8725 0 1372 Cutera, Inc. COM 232109108 1521 30269 SH SOLE 12484 0 17785 Cypress Semiconductor Corp. COM 232806109 30003 1769068 SH SOLE 1677020 0 92048 Dave and Buster's Entertainmen COM 238337109 44298 1061285 SH SOLE 944582 0 116703 Deckers Outdoor Corp. COM 243537107 11556 128357 SH SOLE 94546 0 33811 Del Frisco's Restaurant Group, COM 245077102 1963 128694 SH SOLE 54387 0 74307 Del Taco Restaurants, Inc. COM 245496104 1073 103530 SH SOLE 43419 0 60111 Denny's Corp. COM 24869P104 215 13966 SH SOLE 12053 0 1913 Disney Walt Co. COM 254687106 993 9887 SH SOLE 9887 0 0 DMC Global, Inc. COM 23291C103 2807 104939 SH SOLE 44005 0 60934 Dover Corp. COM 260003108 2334 23766 SH SOLE 21557 0 2209 DXP Enterprises, Inc. COM 233377407 1844 47337 SH SOLE 20052 0 27285 Dycom Industries, Inc. COM 267475101 21249 197427 SH SOLE 147725 0 49702 Eagle Pharmaceuticals, Inc. COM 269796108 1107 21007 SH SOLE 8874 0 12133 eBay, Inc. COM 278642103 2086 51833 SH SOLE 47519 0 4314 Echo Global Logistics, Inc. COM 27875T101 19160 694219 SH SOLE 654927 0 39292 Edwards Lifesciences Corp. COM 28176E108 3009 21568 SH SOLE 19655 0 1913 Emergent BioSolutions, Inc. COM 29089Q105 50881 966407 SH SOLE 874116 0 92291 Encompass Health Corp. COM 29261A100 20662 361420 SH SOLE 265344 0 96076 Ensign Group, Inc. COM 29358P101 19154 728288 SH SOLE 531870 0 196418 EPAM Systems, Inc. COM 29414B104 19544 170660 SH SOLE 125103 0 45557 ePlus, inc. COM 294268107 1471 18934 SH SOLE 7988 0 10946 ESCO Technologies, Inc. COM 296315104 1482 25312 SH SOLE 10688 0 14624 Esterline Technologies Corp. COM 297425100 5467 74736 SH SOLE 71143 0 3593 Euronet Worldwide, Inc. COM 298736109 2136 27063 SH SOLE 24994 0 2069 Expedia Group, Inc. COM 30212P303 757 6855 SH SOLE 6850 0 5 Exponent, Inc. COM 30214U102 2418 30745 SH SOLE 13004 0 17741 Exxon Mobil Corp. COM 30231G102 909 12188 SH SOLE 12188 0 0 Fabrinet COM G3323L100 11741 374163 SH SOLE 268047 0 106116 Farmer Bros. Co. COM 307675108 1678 55547 SH SOLE 23766 0 31781 Federal Agricultural Mortgage COM 313148306 305 3508 SH SOLE 3032 0 476 First Busey Corp. COM 319383204 2143 72116 SH SOLE 30539 0 41577 First Cash, Inc. COM 33767D105 12341 151888 SH SOLE 111238 0 40650 Five Below, Inc. COM 33829M101 16557 225754 SH SOLE 165289 0 60465 FLIR Systems, Inc. COM 302445101 2469 49372 SH SOLE 45509 0 3863 Flotek Industries, Inc. COM 343389102 157 25733 SH SOLE 22250 0 3483 Fox Factory Holding Corp. COM 35138V102 1287 36886 SH SOLE 15450 0 21436 Franklin Covey Co. COM 353469109 4710 175111 SH SOLE 162325 0 12786 GAMCO Investors, Inc. COM 361438104 577 23219 SH SOLE 21810 0 1409 Gartner, Inc. COM 366651107 11018 93676 SH SOLE 89309 0 4367 Gentex Corp. COM 371901109 2747 119343 SH SOLE 110285 0 9058 Glacier Bancorp, Inc. COM 37637Q105 18331 477606 SH SOLE 349425 0 128181 Globus Medical, Inc. COM 379577208 15173 304565 SH SOLE 223183 0 81382 GP Strategies Corp. COM 36225V104 1467 64754 SH SOLE 27438 0 37316 Grand Canyon Education, Inc. COM 38526M106 7890 75201 SH SOLE 71493 0 3708 Great Western Bancorp, Inc. COM 391416104 14094 349993 SH SOLE 256590 0 93403 Guaranty Bancorp COM 40075T607 1580 55718 SH SOLE 23617 0 32101 Guaranty Bancshares, Inc. COM 400764106 1627 48830 SH SOLE 20585 0 28245 Hackett Group, Inc. COM 404609109 2016 125554 SH SOLE 53289 0 72265 Hain Celestial Group, Inc. COM 405217100 20004 623760 SH SOLE 594914 0 28846 Harris Corp. COM 413875105 977 6056 SH SOLE 6056 0 0 Hasbro, Inc. COM 418056107 1739 20627 SH SOLE 19413 0 1214 Healthcare Services Group, Inc COM 421906108 17787 409078 SH SOLE 303675 0 105403 Heritage Financial Corp. COM 42722X106 2215 72392 SH SOLE 30624 0 41768 Hostess Brands, Inc. COM 44109J106 1274 86160 SH SOLE 36185 0 49975 Hubbell, Inc. COM 443510607 2998 24615 SH SOLE 22725 0 1890 Ichor Holdings Ltd. COM G4740B105 1457 60166 SH SOLE 25515 0 34651 IDEX Corp. COM 45167R104 2016 14143 SH SOLE 12901 0 1242 Ingevity Corp. COM 45688C107 8813 119595 SH SOLE 113705 0 5890 InnerWorkings, Inc. COM 45773Y105 1855 204960 SH SOLE 86644 0 118316 Insmed, Inc. COM 457669307 5894 261712 SH SOLE 249237 0 12475 Integrated Device Technology, COM 458118106 45957 1503837 SH SOLE 1264203 0 239634 Intel Corp. COM 458140100 427 8200 SH SOLE 8200 0 0 Inter Parfums, Inc. COM 458334109 2051 43489 SH SOLE 18181 0 25308 Interface, Inc. COM 458665304 21065 835927 SH SOLE 614481 0 221446 International Flavors & Fragra COM 459506101 2919 21324 SH SOLE 21309 0 15 IPG Photonics Corp. COM 44980X109 2549 10924 SH SOLE 10074 0 850 Ituran Location and Control Lt COM M6158M104 3905 125574 SH SOLE 116924 0 8650 j2 Global, Inc. COM 48123V102 31541 399652 SH SOLE 380430 0 19222 Jacobs Engineering Group, Inc. COM 469814107 1222 20651 SH SOLE 18851 0 1800 Jazz Pharmaceuticals PLC COM G50871105 4832 32002 SH SOLE 30922 0 1080 Johnson & Johnson COM 478160104 3818 29791 SH SOLE 29791 0 0 JPMorgan Chase & Co COM 46625H100 226 2058 SH SOLE 1626 0 432 KAR Auction Services, Inc. COM 48238T109 2823 52086 SH SOLE 48469 0 3617 Keryx Biopharmaceuticals, Inc. COM 492515101 7838 1916474 SH SOLE 1819114 0 97360 Kimball Electronics, Inc. COM 49428J109 2081 128837 SH SOLE 54449 0 74388 Kimberly Clark Corp. COM 494368103 874 7937 SH SOLE 7937 0 0 Kirby Corp. COM 497266106 3391 44066 SH SOLE 40880 0 3186 Kornit Digital Ltd. COM M6372Q113 1511 117159 SH SOLE 50500 0 66659 Landec Corp. COM 514766104 1717 131575 SH SOLE 55594 0 75981 Lantheus Holdings, Inc. COM 516544103 1560 98085 SH SOLE 41576 0 56509 LCI Industries COM 50189K103 36980 355067 SH SOLE 337504 0 17563 LeMaitre Vascular, Inc. COM 525558201 2123 58591 SH SOLE 24726 0 33865 Ligand Pharmaceuticals, Inc. COM 53220K504 50323 304692 SH SOLE 289516 0 15176 Lindblad Expeditions Holdings, COM 535219109 350 34108 SH SOLE 29466 0 4642 Lions Gate Entertainment Corp. COM 535919401 1850 71628 SH SOLE 66088 0 5540 LivePerson, Inc. COM 538146101 2060 126010 SH SOLE 53206 0 72804 LKQ Corp. COM 501889208 10685 281552 SH SOLE 276704 0 4848 Luxoft Holding, Inc. COM G57279104 7514 183492 SH SOLE 134598 0 48894 Lydall, Inc. COM 550819106 2156 44684 SH SOLE 21539 0 23145 Marcus Corp. COM 566330106 2527 83256 SH SOLE 35413 0 47843 MarineMax, Inc. COM 567908108 1651 84905 SH SOLE 34984 0 49921 Masonite International Corp. COM 575385109 21749 354511 SH SOLE 337764 0 16747 Mastec, Inc. COM 576323109 14340 304791 SH SOLE 227444 0 77347 MAXIMUS, Inc. COM 577933104 23330 349562 SH SOLE 333201 0 16361 MaxLinear, Inc. COM 57776J100 11796 518491 SH SOLE 380104 0 138387 MCBC Holdings, Inc. COM 55276F107 2194 87078 SH SOLE 36463 0 50615 Medifast, Inc. COM 58470H101 5061 54153 SH SOLE 41826 0 12327 Meet Group, Inc. COM 58513U101 222 106210 SH SOLE 91832 0 14378 Merck & Co., Inc. COM 58933Y105 430 7886 SH SOLE 7886 0 0 Mesa Laboratories, Inc. COM 59064R109 1568 10560 SH SOLE 4260 0 6300 Methode Electronics, Inc. COM 591520200 19094 488340 SH SOLE 358064 0 130276 Microchip Technology, Inc. COM 595017104 2252 24653 SH SOLE 22625 0 2028 Microsemi Corp. COM 595137100 2643 40841 SH SOLE 37535 0 3306 Middleby Corp. COM 596278101 2452 19808 SH SOLE 18371 0 1437 Mitek Systems, Inc. COM 606710200 1156 156186 SH SOLE 63014 0 93172 Mitel Networks Corp. COM 60671Q104 10624 1144786 SH SOLE 838917 0 305869 Modine Manufacturing Co. COM 607828100 1923 90902 SH SOLE 38255 0 52647 Monotype Imaging Holdings, Inc COM 61022P100 1953 86974 SH SOLE 82287 0 4687 Moody's Corp. COM 615369105 505 3129 SH SOLE 2365 0 764 MSC Industrial Direct Co., Inc COM 553530106 14274 155641 SH SOLE 148337 0 7304 MTS Systems Corp. COM 553777103 1834 35513 SH SOLE 15032 0 20481 MYR Group, Inc. COM 55405W104 1273 41307 SH SOLE 17616 0 23691 National Instruments Corp. COM 636518102 1889 37350 SH SOLE 34518 0 2832 National Oilwell Varco, Inc. COM 637071101 399 10826 SH SOLE 10826 0 0 National Research Corp. Class COM 637372301 436 8753 SH SOLE 7560 0 1193 Natural Grocers by Vitamin Cot COM 63888U108 1022 142781 SH SOLE 132017 0 10764 Nautilus, Inc. COM 63910B102 1207 89716 SH SOLE 37847 0 51869 NCS Multistage Holdings, Inc. COM 628877102 2204 146902 SH SOLE 61862 0 85040 Nektar Therapeutics COM 640268108 48985 460993 SH SOLE 439685 0 21308 NeoGenomics, Inc. COM 64049M209 2001 245204 SH SOLE 102560 0 142644 NN, Inc. COM 629337106 8806 366937 SH SOLE 269042 0 97895 Nuvasive, Inc. COM 670704105 18289 350289 SH SOLE 256789 0 93500 NVIDIA Corp. COM 67066G104 1694 7314 SH SOLE 6759 0 555 Oil States International, Inc. COM 678026105 15690 598847 SH SOLE 438473 0 160374 Omnicell, Inc. COM 68213N109 16474 379574 SH SOLE 278458 0 101116 On Assignment, Inc. COM 682159108 26939 329004 SH SOLE 241116 0 87888 ON Semiconductor Corp. COM 682189105 27509 1124656 SH SOLE 1093279 0 31377 ONEOK, Inc. COM 682680103 296 5200 SH SOLE 5200 0 0 Oxford Industries, Inc. COM 691497309 13893 186337 SH SOLE 176475 0 9862 Pacira Pharmaceuticals, Inc. COM 695127100 10151 325871 SH SOLE 310509 0 15362 Park-Ohio Holdings Corp. COM 700666100 1992 51272 SH SOLE 21735 0 29537 Party City Holdco, Inc. COM 702149105 19654 1259880 SH SOLE 923306 0 336574 PDF Solutions, Inc. COM 693282105 1560 133789 SH SOLE 56314 0 77475 Pegasystems, Inc. COM 705573103 23037 379832 SH SOLE 283598 0 96234 People's Utah Bancorp COM 712706209 1813 56133 SH SOLE 23608 0 32525 PepsiCo, Inc. COM 713448108 1271 11647 SH SOLE 11647 0 0 Perficient, Inc. COM 71375U101 2714 118391 SH SOLE 49694 0 68697 Performance Food Group Co. COM 71377A103 17472 585311 SH SOLE 429257 0 156054 PGT Innovations, Inc. COM 69336V101 763 40901 SH SOLE 35338 0 5563 Pinnacle Foods, Inc. COM 72348P104 2259 41761 SH SOLE 38663 0 3098 Pointer Telocation Ltd. COM M7946T104 628 43162 SH SOLE 37313 0 5849 Points International Ltd. COM 730843208 3430 351096 SH SOLE 325103 0 25993 Polaris Industries, Inc. COM 731068102 3937 34380 SH SOLE 34356 0 24 Pool Corp. COM 73278L105 48724 333226 SH SOLE 315848 0 17378 Power Integrations, Inc. COM 739276103 15230 222819 SH SOLE 159182 0 63637 Premier, Inc. COM 74051N102 39063 1247619 SH SOLE 1083482 0 164137 Procter & Gamble Co. COM 742718109 209 2639 SH SOLE 1322 0 1317 Progenics Pharmaceuticals, Inc COM 743187106 10253 1374462 SH SOLE 1292696 0 81766 PTC, Inc. COM 69370C100 17055 218628 SH SOLE 160266 0 58362 Puma Biotechnology, Inc. COM 74587V107 11430 167964 SH SOLE 160173 0 7791 QUALCOMM, Inc. COM 747525103 1760 31766 SH SOLE 31766 0 0 Quanex Building Products Corp. COM 747619104 1449 83294 SH SOLE 35474 0 47820 Repligen Corp. COM 759916109 1887 52151 SH SOLE 21882 0 30269 REV Group, Inc. COM 749527107 15063 725564 SH SOLE 531979 0 193585 Robert Half International, Inc COM 770323103 2082 35958 SH SOLE 32568 0 3390 Rocky Mountain Chocolate Facto COM 77467x101 277 23021 SH SOLE 19891 0 3130 Semtech Corp. COM 816850101 31322 802111 SH SOLE 764426 0 37685 Senseonics Holdings, Inc. COM 81727U105 577 192262 SH SOLE 166193 0 26069 Shutterfly, Inc. COM 82568P304 66189 814632 SH SOLE 699603 0 115029 Shutterstock, Inc. COM 825690100 21913 455108 SH SOLE 431171 0 23937 Silicom Ltd. COM M84116108 834 24225 SH SOLE 9774 0 14451 Simulations Plus, Inc. COM 829214105 464 31429 SH SOLE 27167 0 4262 Six Flags Entertainment Corp. COM 83001A102 4694 75400 SH SOLE 75348 0 52 Snap-on, Inc. COM 833034101 2099 14227 SH SOLE 13092 0 1135 SP Plus Corp. COM 78469C103 2092 58762 SH SOLE 24755 0 34007 Sportsman's Warehouse Holdings COM 84920Y106 51 12393 SH SOLE 10717 0 1676 SPX Flow, Inc. COM 78469X107 25159 511467 SH SOLE 375009 0 136458 STAAR Surgical Co. COM 852312305 2181 147387 SH SOLE 62109 0 85278 Stamps.com, Inc. COM 852857200 49666 247031 SH SOLE 235593 0 11438 State Bank Financial Corp. COM 856190103 1484 49437 SH SOLE 21003 0 28434 STERIS PLC COM G84720104 3517 37674 SH SOLE 35740 0 1934 Sterling Construction Co., Inc COM 859241101 1459 127276 SH SOLE 53408 0 73868 Strayer Education, Inc. COM 863236105 34767 344059 SH SOLE 297988 0 46071 Supernus Pharmaceuticals, Inc. COM 868459108 59619 1301728 SH SOLE 1149596 0 152132 Surmodics, Inc. COM 868873100 3258 85637 SH SOLE 35843 0 49794 Sysco Corp. COM 871829107 1261 21035 SH SOLE 17035 0 4000 Tactile Systems Technology, In COM 87357P100 1912 60116 SH SOLE 25224 0 34892 Teleflex, Inc. COM 879369106 34623 135786 SH SOLE 130270 0 5516 Teradyne, Inc. COM 880770102 2468 53992 SH SOLE 49999 0 3993 Tetra Tech, Inc. COM 88162G103 61383 1253996 SH SOLE 1080082 0 173914 Tower Semiconductor Ltd. COM M87915274 15508 576277 SH SOLE 420339 0 155938 TPI Composites, Inc. COM 87266J104 2231 99379 SH SOLE 41834 0 57545 Tractor Supply Co. COM 892356106 4333 68762 SH SOLE 68715 0 47 Trade Desk, Inc. COM 88339J105 11079 223285 SH SOLE 213159 0 10126 TransDigm Group, Inc. COM 893641100 6566 21391 SH SOLE 21376 0 15 Trex Co., Inc. COM 89531P105 7728 71045 SH SOLE 66750 0 4295 TrueCar, Inc. COM 89785L107 230 24262 SH SOLE 20971 0 3291 U.S. Physical Therapy, Inc. COM 90337L108 2680 32960 SH SOLE 13911 0 19049 U.S. Silica Holdings, Inc. COM 90346E103 12194 477804 SH SOLE 352804 0 125000 UMB Financial Corp. COM 902788108 16536 228424 SH SOLE 167381 0 61043 Umpqua Holdings Corp. COM 904214103 2242 104719 SH SOLE 97754 0 6965 Unifi, Inc. COM 904677200 2213 61055 SH SOLE 25554 0 35501 US Foods Holding Corp. COM 912008109 2200 67145 SH SOLE 61462 0 5683 Utah Medical Products, Inc. COM 917488108 332 3363 SH SOLE 2903 0 460 Vail Resorts, Inc. COM 91879Q109 26283 118551 SH SOLE 113605 0 4946 Vanda Pharmaceuticals, Inc. COM 921659108 409 24302 SH SOLE 20965 0 3337 ViaSat, Inc. COM 92552V100 16997 258628 SH SOLE 198036 0 60592 Virtusa Corp. COM 92827P102 2428 50110 SH SOLE 21248 0 28862 Vocera Communications, Inc. COM 92857F107 1625 69365 SH SOLE 29007 0 40358 Vonage Holdings Corp. COM 92886T201 2615 245578 SH SOLE 103768 0 141810 Vulcan Materials Co COM 929160109 3180 27850 SH SOLE 25425 0 2425 WABCO Holdings, Inc. COM 92927K102 2580 19276 SH SOLE 17887 0 1389 Wal-Mart Inc. COM 931142103 476 5350 SH SOLE 5350 0 0 Waste Management, Inc. COM 94106L109 631 7500 SH SOLE 7500 0 0 WD-40 Co. COM 929236107 283 2150 SH SOLE 2150 0 0 Willdan Group, Inc. COM 96924N100 862 30405 SH SOLE 26283 0 4122 Willis Towers Watson PLC COM G96629103 1467 9637 SH SOLE 8657 0 980 Winnebago Industries, Inc. COM 974637100 9529 253437 SH SOLE 185602 0 67835 Wix.com Ltd. COM M98068105 17273 217140 SH SOLE 207171 0 9969 Xcel Energy, Inc. COM 98389B100 222 4871 SH SOLE 4871 0 0 XO Group, Inc. COM 983772104 614 29581 SH SOLE 25556 0 4025 XPO Logistics, Inc. COM 983793100 15919 156355 SH SOLE 156248 0 107 Xylem, Inc. COM 98419M100 2668 34687 SH SOLE 31963 0 2724 Zimmer Biomet Holdings, Inc. COM 98956P102 758 6947 SH SOLE 6947 0 0 Zions Bancorp COM 989701107 2485 47129 SH SOLE 43512 0 3617 Zix Corp. COM 98974P100 87 20316 SH SOLE 17576 0 2740 Criteo S.A. ADR N/A 226718104 25055 969639 SH SOLE 923578 0 46061 MiX Telematics Ltd. ADR N/A 60688N102 5975 384242 SH SOLE 356992 0 27250 WNS Holdings Ltd. ADR N/A 92932M101 28278 623830 SH SOLE 573165 0 50665 iShares Russell 2000 Growth In N/A 464287648 593 3113 SH SOLE 3113 0 0 iShares Russell 2000 Index Fd N/A 464287655 704 4635 SH SOLE 4635 0 0 iShares Russell Microcap Index N/A 464288869 295 3071 SH SOLE 3071 0 0