0001973141-23-000351.txt : 20231218 0001973141-23-000351.hdr.sgml : 20231218 20231218160027 ACCESSION NUMBER: 0001973141-23-000351 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231218 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Vaxcyte, Inc. CENTRAL INDEX KEY: 0001649094 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 464233385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39323 FILM NUMBER: 231493643 BUSINESS ADDRESS: STREET 1: 825 INDUSTRIAL ROAD, STE. 300 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-837-0111 MAIL ADDRESS: STREET 1: 825 INDUSTRIAL ROAD, STE. 300 CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: SutroVax, Inc. DATE OF NAME CHANGE: 20150724 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHIME ANDREW CENTRAL INDEX KEY: 0001230724 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O VAXCYTE, INC. STREET 2: 825 INDUSTRIAL ROAD, STE. 300 CITY: SAN CARLOS STATE: CA ZIP: 94070 144 1 primary_doc.xml 144 0001230724 XXXXXXXX LIVE 0001649094 Vaxcyte, Inc. 001-39323 825 INDUSTRIAL ROAD, STE. 300 SAN CARLOS CA 94070 650-837-0111 GUGGENHIME ANDREW Officer Common UBS Financial Services, Inc.

1000 Harbor Blvd 3rd Floor Weehawken NJ 07086

8000 482400.00 95153909 12/18/2023 NASDAQ Common 12/18/2023 Exercise of stock options Issuer N 8000 12/18/2023 CASH N Andrew Guggenhime

825 INDUSTRIAL ROAD, STE. 300 SAN CARLOS CA 94070

Common 10/18/2023 8000 367300.00 Andrew Guggenhime

825 INDUSTRIAL ROAD STE. 300 SAN CARLOS CA 94070

Common 11/20/2023 8000 409048.00 Andrew Guggenhime

825 INDUSTRIAL ROAD STE. 300 SAN CARLOS CA 94070

Common 12/14/2023 14000 843080.00 12/18/2023 06/30/2023 /s/ UBS Financial Services, Inc. as attorney-in-fact for Andrew Guggenhime