0001323885-23-000032.txt : 20230303 0001323885-23-000032.hdr.sgml : 20230303 20230303171657 ACCESSION NUMBER: 0001323885-23-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARREL MICHAEL H CENTRAL INDEX KEY: 0001230584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51470 FILM NUMBER: 23705801 MAIL ADDRESS: STREET 1: 7555 INNOVATION WAY CITY: MASON STATE: OH ZIP: 45044 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AtriCure, Inc. CENTRAL INDEX KEY: 0001323885 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 341940305 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7555 INNOVATION WAY CITY: MASON STATE: OH ZIP: 45040 BUSINESS PHONE: 513-755-4100 MAIL ADDRESS: STREET 1: 7555 INNOVATION WAY CITY: MASON STATE: OH ZIP: 45040 4 1 wf-form4_167788179349757.xml FORM 4 X0306 4 2023-03-01 0 0001323885 AtriCure, Inc. ATRC 0001230584 CARREL MICHAEL H 7555 INNOVATION WAY MASON OH 45040-9695 1 1 0 0 President, CEO, & Director Common Stock 2023-03-01 4 A 0 69234 0 A 598130 D Common Stock 2023-03-01 4 A 0 45993 0 A 644123 D Common Stock 2023-03-01 4 F 0 45470 38.81 D 598653 D Common Stock 2023-03-01 5 G 0 E 800 0 D 597853 D Common Stock 2023-03-01 5 G 0 E 800 0 D 597053 D Common Stock 3310 I Held by reporting person's children The Reporting Person acquired these shares pursuant to the vesting and release of a Performance Share Award under the AtriCure, Inc. 2014 Stock Incentive Plan. The award had both a Company performance goal and a service period requirement, which were both met. The Reporting Person acquired these shares pursuant to a Restricted Stock Award under the AtriCure, Inc. 2014 Stock Incentive Plan. One third of the shares will vest annually upon the respective one, two, and three year anniversaries of the date of grant. The Reporting Person has elected to transfer these shares to the Company to satisfy the tax withholding obligation incurred upon the vesting and release of shares previously acquired pursuant to a Restricted Stock Award or Performance Share Award. No consideration was received in connection with this gift to the reporting person's children. The reporting person disclaims beneficial ownership of these securities, except as to his pecuniary interest therein. /s/ Michael H. Carrel 2023-03-03