0001921094-23-000979.txt : 20231204 0001921094-23-000979.hdr.sgml : 20231204 20231204164915 ACCESSION NUMBER: 0001921094-23-000979 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231204 DATE AS OF CHANGE: 20231204 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 231463958 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Schoneman Debbra L. CENTRAL INDEX KEY: 0001435654 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 144 1 primary_doc.xml 144 0001435654 XXXXXXXX LIVE 0001230245 PIPER SANDLER COMPANIES 001-31720 800 NICOLLET MALL, SUITE 900 MINNEAPOLIS MN 55402 (612) 303-6000 Schoneman Debbra L. Officer Common Charles Schwab & Co., Inc.

3000 Schwab Way Westlake TX 76262

5000 802781.00 17709568 12/04/2023 NYSE Common 02/16/2022 Restricted Stock Lapse PIPER SANDLER COMPANIES N 2172 02/16/2022 Equity Compensation Common 02/25/2022 Performance Stock Lapse PIPER SANDLER COMPANIES N 2828 02/25/2022 Equity Compensation Y The shares covered by this form 144 are being sold pursuant to a 10b51 trading plan dated 02.18.2023. Which plan is intended to comply with Rule 10b51 and the representation regarding sellers lack of knowledge of material non-public information as of the date of the trading plan. 12/04/2023 02/18/2023 Debbra L. Schoneman