0001921094-23-000077.txt : 20230503
0001921094-23-000077.hdr.sgml : 20230503
20230503164915
ACCESSION NUMBER: 0001921094-23-000077
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20230503
DATE AS OF CHANGE: 20230503
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 23884968
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES
DATE OF NAME CHANGE: 20030611
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Abraham Chad R
CENTRAL INDEX KEY: 0001538591
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
144
1
primary_doc.xml
144
0001538591
XXXXXXXX
LIVE
0001230245
PIPER SANDLER COMPANIES
001-31720
800 NICOLLET MALL, SUITE 900
MINNEAPOLIS
MN
55402
(612) 303-6000
Abraham Chad R
Officer
Common
Charles Schwab & Co., Inc.
3000 Schwab Way
Westlake
TX
76262
27500
3498074.00
17887304
05/03/2023
NYSE
Common
02/16/2017
Restricted Stock Lapse
PIPER SANDLER COMPANIES
N
4880
02/16/2017
Equity Compensation
Common
02/17/2018
Restricted Stock Lapse
PIPER SANDLER COMPANIES
N
1541
02/17/2018
Equity Compensation
Common
05/17/2019
Performance Stock Lapse
PIPER SANDLER COMPANIES
N
155
05/17/2019
Equity Compensation
Common
02/16/2020
Restricted Stock Lapse
PIPER SANDLER COMPANIES
N
4513
02/16/2020
Equity Compensation
Common
02/16/2022
Restricted Stock Lapse
PIPER SANDLER COMPANIES
N
4943
02/16/2022
Equity Compensation
Common
02/25/2022
Performance Stock Lapse
PIPER SANDLER COMPANIES
N
11468
02/25/2022
Equity Compensation
Y
05/03/2023
10/31/2022
Chad Abraham