0001230245-24-000087.txt : 20240521 0001230245-24-000087.hdr.sgml : 20240521 20240521164404 ACCESSION NUMBER: 0001230245-24-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240517 FILED AS OF DATE: 20240521 DATE AS OF CHANGE: 20240521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schoneman Debbra L. CENTRAL INDEX KEY: 0001435654 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 24970131 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 wk-form4_1716324233.xml FORM 4 X0508 4 2024-05-17 0 0001230245 PIPER SANDLER COMPANIES PIPR 0001435654 Schoneman Debbra L. 800 NICOLLET MALL MINNEAPOLIS MN 55402 0 1 0 0 President 1 Common Stock 12140 D Common Stock 2024-05-17 4 S 0 547 211.25 D 47536 I Through Living Trust Common Stock 2024-05-17 4 S 0 1973 211.92 D 45563 I Through Living Trust Common Stock 2024-05-17 4 S 0 1138 213.01 D 44425 I Through Living Trust Common Stock 2024-05-17 4 S 0 320 213.74 D 44105 I Through Living Trust Common Stock 2024-05-20 4 S 0 359 212.38 D 43746 I Through Living Trust Common Stock 2024-05-20 4 S 0 421 213.39 D 43325 I Through Living Trust Common Stock 2024-05-20 4 S 0 242 214.40 D 43083 I Through Living Trust The shares of common stock were sold pursuant to a 10b5-1 trading plan. The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) and (4) through (9) were sold in multiple transactions at the price ranges provided in footnotes (2) and (4) through (9). These shares in footnote (2) were sold in multiple transactions at prices ranging from $210.5000 to $211.4701 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (4) through (9) upon request by the SEC staff, the issuer or any shareholder of the issuer. These shares are held in revocable living trusts, of which the reporting person and the reporting person's spouse are co- trustees. These shares were sold in multiple transactions at prices ranging from $211.5350 to $212.2900 inclusive. These shares were sold in multiple transactions at prices ranging from $212.6550 to $213.6000 inclusive. These shares were sold in multiple transactions at prices ranging from $213.6600 to $213.8200 inclusive. These shares were sold in multiple transactions at prices ranging from $211.9600 to $212.9250 inclusive. These shares were sold in multiple transactions at prices ranging from $212.9801 to $213.9600 inclusive. These shares were sold in multiple transactions at prices ranging from $214.1200 to $215.0500 inclusive. /s/ James Grant for Debbra L. Schoneman 2024-05-21