0001230245-24-000046.txt : 20240228 0001230245-24-000046.hdr.sgml : 20240228 20240228164641 ACCESSION NUMBER: 0001230245-24-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240226 FILED AS OF DATE: 20240228 DATE AS OF CHANGE: 20240228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Geelan John W CENTRAL INDEX KEY: 0001566456 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 24696321 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 800 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 wk-form4_1709156782.xml FORM 4 X0508 4 2024-02-26 0 0001230245 PIPER SANDLER COMPANIES PIPR 0001566456 Geelan John W 800 NICOLLET MALL MINNEAPOLIS MN 55402 0 1 0 0 General Counsel 0 Common Stock 2024-02-26 4 A 0 2247 0 A 19878 D Common Stock 2024-02-26 4 F 0 914 0 D 18964 D Common Stock 2024-02-28 4 G 0 540 0 D 18424 D Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 150% based on attaining certain levels of adjusted return on equity and 150% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2021 through December 31, 2023. Represents shares of common stock that the reporting person donated as a gift to a donor advised fund. /s/ James Grant for John W. Geelan 2024-02-28