0001230245-24-000022.txt : 20240220 0001230245-24-000022.hdr.sgml : 20240220 20240220172255 ACCESSION NUMBER: 0001230245-24-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240215 FILED AS OF DATE: 20240220 DATE AS OF CHANGE: 20240220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Abraham Chad R CENTRAL INDEX KEY: 0001538591 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 24655015 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 wk-form4_1708467733.xml FORM 4 X0508 4 2024-02-15 0 0001230245 PIPER SANDLER COMPANIES PIPR 0001538591 Abraham Chad R 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 1 0 0 CEO and Chairman 0 Common Stock 2024-02-15 4 A 0 4531 0 A 28647 D Common Stock 2024-02-16 4 F 0 1586 0 D 27061 D Common Stock 2024-02-16 4 F 0 2036 0 D 25025 D Common Stock 2024-02-16 4 F 0 1080 0 D 23945 D Common Stock 36000 I Through Living Trust These shares are held in a revocable living trust, of which the reporting person and the reporting person's spouse are trustees, and the reporting person is a beneficiary. /s/ James Grant for Chad R. Abraham 2024-02-20