0001230245-24-000020.txt : 20240207
0001230245-24-000020.hdr.sgml : 20240207
20240207175609
ACCESSION NUMBER: 0001230245-24-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240205
FILED AS OF DATE: 20240207
DATE AS OF CHANGE: 20240207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Abraham Chad R
CENTRAL INDEX KEY: 0001538591
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 24606133
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES
DATE OF NAME CHANGE: 20030611
4
1
wk-form4_1707346559.xml
FORM 4
X0508
4
2024-02-05
0
0001230245
PIPER SANDLER COMPANIES
PIPR
0001538591
Abraham Chad R
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
1
0
0
CEO and Chairman
0
Common Stock
2024-02-05
4
S
0
5969
184.88
D
37147
D
Common Stock
2024-02-05
4
S
0
693
186.34
D
36454
D
Common Stock
2024-02-06
4
S
0
1031
181.25
D
35423
D
Common Stock
2024-02-07
4
S
0
8161
179.96
D
27262
D
Common Stock
2024-02-07
4
S
0
2809
180.69
D
24453
D
Common Stock
2024-02-07
4
S
0
337
181.37
D
24116
D
Common Stock
36000
I
Through Living Trust
The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (1) through (6) were sold in multiple transactions at the price ranges provided in footnotes (1) through (6). These shares in footnote (1) were sold in multiple transactions at prices ranging from $184.5000 to $185.1600 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (6) upon request by the SEC staff, the issuer or any shareholder of the issuer.
These shares were sold in multiple transactions at prices ranging from $186.0000 to $186.6050 inclusive.
These shares were sold in multiple transactions at prices ranging from $181.2500 to $181.2950 inclusive.
These shares were sold in multiple transactions at prices ranging from $179.2500 to $180.2500 inclusive.
These shares were sold in multiple transactions at prices ranging from $180.2600 to $181.2250 inclusive.
These shares were sold in multiple transactions at prices ranging from $181.3600 to $181.3700 inclusive.
These shares are held in a revocable living trust, of which the reporting person and the reporting person's spouse are trustees, and the reporting person is a beneficiary.
/s/ James Grant for Chad R. Abraham
2024-02-07