0001230245-24-000004.txt : 20240102 0001230245-24-000004.hdr.sgml : 20240102 20240102164724 ACCESSION NUMBER: 0001230245-24-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231229 FILED AS OF DATE: 20240102 DATE AS OF CHANGE: 20240102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SORAN PHILIP CENTRAL INDEX KEY: 0001233126 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 24503164 MAIL ADDRESS: STREET 1: 12982 VALLEY VIEW RD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 wk-form4_1704232034.xml FORM 4 X0508 4 2023-12-29 0 0001230245 PIPER SANDLER COMPANIES PIPR 0001233126 SORAN PHILIP 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 0 0 0 0 Common Stock 2023-12-29 4 A 0 188 0 A 23158 D The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 188 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. /s/ James Grant for Philip E. Soran 2024-01-02