0001230245-23-000156.txt : 20231205 0001230245-23-000156.hdr.sgml : 20231205 20231205170503 ACCESSION NUMBER: 0001230245-23-000156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231204 FILED AS OF DATE: 20231205 DATE AS OF CHANGE: 20231205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schoneman Debbra L. CENTRAL INDEX KEY: 0001435654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 231467472 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 wk-form4_1701813892.xml FORM 4 X0508 4 2023-12-04 0 0001230245 PIPER SANDLER COMPANIES PIPR 0001435654 Schoneman Debbra L. 800 NICOLLET MALL MINNEAPOLIS MN 55402 0 1 0 0 President 1 Common Stock 2023-12-04 4 S 0 4034 160.42 D 20937 D Common Stock 2023-12-04 4 S 0 966 161.12 D 19971 D Common Stock 53083 I Through Living Trust The shares of common stock were sold pursuant to a 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.0000 to $161.0000 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.0300 to $161.2500 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. These shares were previously reported as directly beneficially owned, and are held in revocable living trusts, of which the reporting person and the reporting person's spouse are co-trustees. /s/ James Grant for Debbra L. Schoneman 2023-12-05