0001230245-23-000077.txt : 20230510
0001230245-23-000077.hdr.sgml : 20230510
20230510170236
ACCESSION NUMBER: 0001230245-23-000077
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230508
FILED AS OF DATE: 20230510
DATE AS OF CHANGE: 20230510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Abraham Chad R
CENTRAL INDEX KEY: 0001538591
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 23907520
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES
DATE OF NAME CHANGE: 20030611
4
1
wf-form4_168375254029331.xml
FORM 4
X0407
4
2023-05-08
0
0001230245
PIPER SANDLER COMPANIES
PIPR
0001538591
Abraham Chad R
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
1
0
0
CEO and Chairman
1
Common Stock
2023-05-08
4
S
0
1
130
D
29645
D
Common Stock
55000
I
Through Living Trust
The share of common stock was sold pursuant to a 10b5-1 trading plan.
These shares are held in a revocable living trust, of which the reporting person and the reporting person's spouse are trustees, and the reporting person is a beneficiary.
/s/ James Grant for Chad R. Abraham
2023-05-10