0001230245-23-000077.txt : 20230510 0001230245-23-000077.hdr.sgml : 20230510 20230510170236 ACCESSION NUMBER: 0001230245-23-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230508 FILED AS OF DATE: 20230510 DATE AS OF CHANGE: 20230510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Abraham Chad R CENTRAL INDEX KEY: 0001538591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 23907520 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 wf-form4_168375254029331.xml FORM 4 X0407 4 2023-05-08 0 0001230245 PIPER SANDLER COMPANIES PIPR 0001538591 Abraham Chad R 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 1 0 0 CEO and Chairman 1 Common Stock 2023-05-08 4 S 0 1 130 D 29645 D Common Stock 55000 I Through Living Trust The share of common stock was sold pursuant to a 10b5-1 trading plan. These shares are held in a revocable living trust, of which the reporting person and the reporting person's spouse are trustees, and the reporting person is a beneficiary. /s/ James Grant for Chad R. Abraham 2023-05-10