0001230245-23-000065.txt : 20230403
0001230245-23-000065.hdr.sgml : 20230403
20230403164116
ACCESSION NUMBER: 0001230245-23-000065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230403
DATE AS OF CHANGE: 20230403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sterling Brian R
CENTRAL INDEX KEY: 0001837229
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 23793346
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES
DATE OF NAME CHANGE: 20030611
4
1
wf-form4_168055446337263.xml
FORM 4
X0407
4
2023-03-31
0
0001230245
PIPER SANDLER COMPANIES
PIPR
0001837229
Sterling Brian R
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
0
0
0
0
Common Stock
2023-03-31
4
A
0
178
0
A
22299
D
The reporting person elected to defer receipt of quarterly director cash retainer fees resulting in the accrual to his account of 178 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.
/s/ James Grant for Brian R. Sterling
2023-04-03