0001230245-23-000041.txt : 20230228
0001230245-23-000041.hdr.sgml : 20230228
20230228163938
ACCESSION NUMBER: 0001230245-23-000041
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230224
FILED AS OF DATE: 20230228
DATE AS OF CHANGE: 20230228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Geelan John W
CENTRAL INDEX KEY: 0001566456
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 23686241
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 800
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES
DATE OF NAME CHANGE: 20030611
4
1
wf-form4_167762034738918.xml
FORM 4
X0306
4
2023-02-24
0
0001230245
PIPER SANDLER COMPANIES
PIPR
0001566456
Geelan John W
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
0
1
0
0
General Counsel
Common Stock
2023-02-24
4
A
0
2280
0
A
18361
D
Common Stock
2023-02-24
4
F
0
973
0
D
17388
D
Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 140% overall, with 150% vesting based on attaining certain levels of adjusted return on equity and 130% vesting based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2020 through December 31, 2022.
/s/ James Grant for John W. Geelan
2023-02-28