0001230245-22-000045.txt : 20220301 0001230245-22-000045.hdr.sgml : 20220301 20220301163343 ACCESSION NUMBER: 0001230245-22-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220225 FILED AS OF DATE: 20220301 DATE AS OF CHANGE: 20220301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Geelan John W CENTRAL INDEX KEY: 0001566456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 22698728 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 800 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 wf-form4_164617040507840.xml FORM 4 X0306 4 2022-02-25 0 0001230245 PIPER SANDLER COMPANIES PIPR 0001566456 Geelan John W 800 NICOLLET MALL MINNEAPOLIS MN 55402 0 1 0 0 General Counsel Common Stock 2022-02-25 4 A 0 1751 0 A 16460 D Common Stock 2022-02-25 4 F 0 743 0 D 15717 D Each performance share unit represented a contingent right to receive one share of PIPR common stock. The performance share units vested 150% based on attaining certain levels of adjusted return on equity and 150% based on relative total shareholder return within a group of peer companies, both as measured from January 1, 2019 through December 31, 2021. /s/ James Grant for John W. Geelan 2022-03-01