0001230245-21-000137.txt : 20210928 0001230245-21-000137.hdr.sgml : 20210928 20210928132355 ACCESSION NUMBER: 0001230245-21-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210927 FILED AS OF DATE: 20210928 DATE AS OF CHANGE: 20210928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mitchell Robbin CENTRAL INDEX KEY: 0001844599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 211285692 MAIL ADDRESS: STREET 1: W56 N17000 RIDGEWOOD DRIVE CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 wf-form4_163284981546769.xml FORM 4 X0306 4 2021-09-27 0 0001230245 PIPER SANDLER COMPANIES PIPR 0001844599 Mitchell Robbin 800 NICOLLET MALL SUITE 900 MINNEAPOLIS MN 55402 1 0 0 0 Common Stock 2021-09-27 4 A 0 573 148.47 A 573 D The reporting person elected to defer receipt of an initial and annual equity grant of 573 shares of common stock resulting in an accrual to her account of 573 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. /s/ James Grant for Robbin Mitchell 2021-09-28