0001230245-20-000136.txt : 20201110 0001230245-20-000136.hdr.sgml : 20201110 20201110160204 ACCESSION NUMBER: 0001230245-20-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201106 FILED AS OF DATE: 20201110 DATE AS OF CHANGE: 20201110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LaRue R Scott CENTRAL INDEX KEY: 0001538590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 201301057 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES DATE OF NAME CHANGE: 20030611 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-11-06 0001230245 PIPER SANDLER COMPANIES PIPR 0001538590 LaRue R Scott 800 NICOLLET MALL MINNEAPOLIS MN 55402 0 1 0 0 Co-Head Global IB and Cap Mkts Common Stock 10420 D Common Stock 2020-11-06 4 S 0 600 85 D 67760 I Through Living Trust Common Stock 2020-11-09 4 S 0 9400 89.4681 D 58360 I Through Living Trust The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $90.0000 inclusive. The reporting person undertakes to provide full information regarding the number os shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer. /s/ James Grant for R. Scott LaRue 2020-11-10