0001230245-20-000136.txt : 20201110
0001230245-20-000136.hdr.sgml : 20201110
20201110160204
ACCESSION NUMBER: 0001230245-20-000136
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201106
FILED AS OF DATE: 20201110
DATE AS OF CHANGE: 20201110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LaRue R Scott
CENTRAL INDEX KEY: 0001538590
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 201301057
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY COMPANIES
DATE OF NAME CHANGE: 20030611
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-11-06
0001230245
PIPER SANDLER COMPANIES
PIPR
0001538590
LaRue R Scott
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
0
1
0
0
Co-Head Global IB and Cap Mkts
Common Stock
10420
D
Common Stock
2020-11-06
4
S
0
600
85
D
67760
I
Through Living Trust
Common Stock
2020-11-09
4
S
0
9400
89.4681
D
58360
I
Through Living Trust
The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $90.0000 inclusive. The reporting person undertakes to provide full information regarding the number os shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
/s/ James Grant for R. Scott LaRue
2020-11-10