0001230245-19-000052.txt : 20190522 0001230245-19-000052.hdr.sgml : 20190522 20190522190137 ACCESSION NUMBER: 0001230245-19-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190520 FILED AS OF DATE: 20190522 DATE AS OF CHANGE: 20190522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Geelan John W CENTRAL INDEX KEY: 0001566456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 19847263 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 800 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-05-20 0001230245 PIPER JAFFRAY COMPANIES PJC 0001566456 Geelan John W 800 NICOLLET MALL MINNEAPOLIS MN 55402 0 1 0 0 General Counsel Common Stock 2019-05-20 4 M 0 5018 0 D 16253 D Common Stock 2019-05-20 4 F 0 1536 0 D 14717 D Performance share unit 2019-05-20 4 M 0 5018 D 2019-05-15 Common Stock 5018 0 D Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share unit vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three years from the date of grant. /s/ James Grant for John W. Geelan 2019-05-22