0001230245-19-000004.txt : 20190109 0001230245-19-000004.hdr.sgml : 20190109 20190109094219 ACCESSION NUMBER: 0001230245-19-000004 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190101 FILED AS OF DATE: 20190109 DATE AS OF CHANGE: 20190109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker James P CENTRAL INDEX KEY: 0001763980 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 19517451 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2019-01-01 0 0001230245 PIPER JAFFRAY COMPANIES PJC 0001763980 Baker James P 800 NICOLLET MALL MINNEAPOLIS MN 55402 0 1 0 0 Global Co-Head IB and Cap Mkts Common Stock 25699 I By Spouse as sole Trustee and Beneficiary for Irrevocable Trust Common Stock 25699 I By Irrevocable Trust Common Stock 42393 D The shares are held in an irrevocable trust for the benefit of the reporting person's spouse. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The shares are held in an irrevocable trust for the benefit of the reporting person. The reporting person is trustee of the trust. /s/ John W. Geelan for James P. Baker 2019-01-09 EX-24 2 poabaker.htm BAKER POA

POWER OF ATTORNEY



This statement confirms that I have authorized and designated John W.

Geelan, James Grant and Melissa D. Richason, and each of them, as my

attorney-in-fact to execute and file on my behalf all Forms 3 (Initial

Statement of Beneficial Ownership of Securities), Forms 4 (Statement of

Changes in Beneficial Ownership of Securities) and Forms 5 (Annual

Statement of Changes in Beneficial Ownership), including any and all

amendments thereto, that I may be required to file with the Securities

and Exchange Commission as a result of my ownership of or transactions in

securities of Piper Jaffray Companies.  This power of attorney shall

continue in effect until I am no longer required to file Forms 4 and 5

with regard to my ownership of or transactions in securities of Piper

Jaffray Companies, unless I earlier revoke this power of attorney in a

writing delivered to the above-named attorneys-in-fact.  I acknowledge

that the above-named attorneys-in-fact are not assuming any of my

responsibilities to comply with Section 16 of the Securities Exchange

Act of 1934.



Dated: December 20, 2018



/s/James P. Baker

Signature



James P. Baker

Printed Name