0001230245-18-000066.txt : 20180523
0001230245-18-000066.hdr.sgml : 20180523
20180523122042
ACCESSION NUMBER: 0001230245-18-000066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180521
FILED AS OF DATE: 20180523
DATE AS OF CHANGE: 20180523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Geelan John W
CENTRAL INDEX KEY: 0001566456
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 18854607
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 800
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-05-21
0001230245
PIPER JAFFRAY COMPANIES
PJC
0001566456
Geelan John W
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
0
1
0
0
General Counsel
Common Stock
2018-05-21
4
M
0
3885
A
12753
D
Common Stock
2018-05-21
4
F
0
1189
0
D
11564
D
Performance Share Unit
2018-05-21
4
M
0
4581
D
2018-05-15
Common Stock
4581
0
D
Each performance share unit represented a contingent right to receive one share of PJC common stock. The performance share units vested based on attaining certain levels of shareholder return, with 50% based on relative total shareholder return within a group of peer companies and 50% based on absolute total shareholder return, both as measured three from the date of grant.
/s/ John W. Geelan
2018-05-23