0001230245-18-000030.txt : 20180221 0001230245-18-000030.hdr.sgml : 20180221 20180221163437 ACCESSION NUMBER: 0001230245-18-000030 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180221 DATE AS OF CHANGE: 20180221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LaRue R Scott CENTRAL INDEX KEY: 0001538590 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 18628911 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2018-02-15 2018-02-20 0001230245 PIPER JAFFRAY COMPANIES PJC 0001538590 LaRue R Scott 800 NICOLLET MALL MINNEAPOLIS MN 55402 0 1 0 0 .Head Global IB and Cap Mkts Common Stock 2018-02-15 4 A 0 4157 0 A 32756 D Common Stock 30123 I Through Living Trust /s/ John W. Geelan for R. Scott LaRue 2018-02-20