0001230245-18-000028.txt : 20180221 0001230245-18-000028.hdr.sgml : 20180221 20180221163305 ACCESSION NUMBER: 0001230245-18-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180216 FILED AS OF DATE: 20180221 DATE AS OF CHANGE: 20180221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LaRue R Scott CENTRAL INDEX KEY: 0001538590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 18628895 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-16 0001230245 PIPER JAFFRAY COMPANIES PJC 0001538590 LaRue R Scott 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 1 0 0 Head Global IB and Cap Mkts Common Stock 2018-02-16 4 F 0 3128 0 D 29628 D Common Stock 2018-02-16 4 G 0 4222 0 D 25406 D Common Stock 2018-02-16 4 G 0 4222 0 A 34345 I Through Living Trust Common Stock 2018-02-16 4 F 0 1378 0 D 24028 D Common Stock 2018-02-16 4 G 0 1411 0 D 22617 D Common Stock 2018-02-16 4 G 0 1411 0 A 35756 I Through Living Trust Common Stock 2018-02-17 4 F 0 2732 0 D 19885 D Common Stock 2018-02-16 4 G 0 2799 0 D 17086 D Common Stock 2018-02-16 4 G 0 2799 0 A 38555 I Through Living Trust The reporting person made a bona fide gift to a revocable living trust as described in note 2 below. The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries. /s/ John W. Geelan for R. Scott LaRue 2018-02-21