0001230245-18-000028.txt : 20180221
0001230245-18-000028.hdr.sgml : 20180221
20180221163305
ACCESSION NUMBER: 0001230245-18-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180216
FILED AS OF DATE: 20180221
DATE AS OF CHANGE: 20180221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LaRue R Scott
CENTRAL INDEX KEY: 0001538590
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 18628895
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-02-16
0001230245
PIPER JAFFRAY COMPANIES
PJC
0001538590
LaRue R Scott
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
1
0
0
Head Global IB and Cap Mkts
Common Stock
2018-02-16
4
F
0
3128
0
D
29628
D
Common Stock
2018-02-16
4
G
0
4222
0
D
25406
D
Common Stock
2018-02-16
4
G
0
4222
0
A
34345
I
Through Living Trust
Common Stock
2018-02-16
4
F
0
1378
0
D
24028
D
Common Stock
2018-02-16
4
G
0
1411
0
D
22617
D
Common Stock
2018-02-16
4
G
0
1411
0
A
35756
I
Through Living Trust
Common Stock
2018-02-17
4
F
0
2732
0
D
19885
D
Common Stock
2018-02-16
4
G
0
2799
0
D
17086
D
Common Stock
2018-02-16
4
G
0
2799
0
A
38555
I
Through Living Trust
The reporting person made a bona fide gift to a revocable living trust as described in note 2 below.
The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.
/s/ John W. Geelan for R. Scott LaRue
2018-02-21