0001230245-17-000097.txt : 20170619 0001230245-17-000097.hdr.sgml : 20170619 20170619104323 ACCESSION NUMBER: 0001230245-17-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170615 FILED AS OF DATE: 20170619 DATE AS OF CHANGE: 20170619 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON B KRISTINE CENTRAL INDEX KEY: 0001231984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 17917792 MAIL ADDRESS: STREET 1: 901 MARQUETTE AVENUE, SUITE 1810 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-06-15 0001230245 PIPER JAFFRAY COMPANIES PJC 0001231984 JOHNSON B KRISTINE 901 MARQUETTE AVENUE, SUITE 1810 MINNEAPOLIS MN 55402 1 0 0 0 Common Stock 2017-06-15 4 A 0 9 61.80 A 12782 D Common Stock 1200 I By IRA Common Stock 4330 I By B. Kristine Johnson Trust Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. /s/ John W. Geelan for B. Kristine Johnson 2017-06-16