0001230245-17-000077.txt : 20170512
0001230245-17-000077.hdr.sgml : 20170512
20170512155918
ACCESSION NUMBER: 0001230245-17-000077
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170511
FILED AS OF DATE: 20170512
DATE AS OF CHANGE: 20170512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSON B KRISTINE
CENTRAL INDEX KEY: 0001231984
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 17838426
MAIL ADDRESS:
STREET 1: 901 MARQUETTE AVENUE, SUITE 1810
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-05-11
0001230245
PIPER JAFFRAY COMPANIES
PJC
0001231984
JOHNSON B KRISTINE
901 MARQUETTE AVENUE, SUITE 1810
MINNEAPOLIS
MN
55402
1
0
0
0
Common Stock
2017-05-11
4
A
0
1158
0
A
12773
D
Common Stock
1200
I
By IRA
Common Stock
4330
I
By B. Kristine Johnson Trust
/s/ John W. Geelan for B. Kristine Johnson
2017-05-12