0001230245-17-000057.txt : 20170314
0001230245-17-000057.hdr.sgml : 20170314
20170314162907
ACCESSION NUMBER: 0001230245-17-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170313
FILED AS OF DATE: 20170314
DATE AS OF CHANGE: 20170314
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSON B KRISTINE
CENTRAL INDEX KEY: 0001231984
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 17688406
MAIL ADDRESS:
STREET 1: 901 MARQUETTE AVENUE, SUITE 1810
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-03-13
0001230245
PIPER JAFFRAY COMPANIES
PJC
0001231984
JOHNSON B KRISTINE
901 MARQUETTE AVENUE, SUITE 1810
MINNEAPOLIS
MN
55402
1
0
0
0
Common Stock
2017-03-13
4
A
0
9
67.80
A
11615
D
Common Stock
1200
I
By IRA
Common Stock
4330
I
By B. Kristine Johnson Trust
Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.
/s/ John W. Geelan for B. Kristine Johnson
2017-03-14