0001230245-17-000038.txt : 20170221
0001230245-17-000038.hdr.sgml : 20170221
20170221165547
ACCESSION NUMBER: 0001230245-17-000038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170216
FILED AS OF DATE: 20170221
DATE AS OF CHANGE: 20170221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Thomas Gregory
CENTRAL INDEX KEY: 0001665030
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 17625761
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-02-16
0001230245
PIPER JAFFRAY COMPANIES
PJC
0001665030
Smith Thomas Gregory
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
0
1
0
0
Chief Strategy Officer
Common Stock
2017-02-16
4
F
0
131
78.85
D
14118
D
/s/ John W. Geelan for Thomas G. Smith
2017-02-21