0001230245-17-000029.txt : 20170217 0001230245-17-000029.hdr.sgml : 20170217 20170217163408 ACCESSION NUMBER: 0001230245-17-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170216 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON B KRISTINE CENTRAL INDEX KEY: 0001231984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 17621841 MAIL ADDRESS: STREET 1: 901 MARQUETTE AVENUE, SUITE 1810 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-16 0001230245 PIPER JAFFRAY COMPANIES PJC 0001231984 JOHNSON B KRISTINE 901 MARQUETTE AVENUE, SUITE 1810 MINNEAPOLIS MN 55402 1 0 0 0 Common Stock 2017-02-16 4 G 0 1100 0 A 11606 D Common Stock 1200 I By IRA Common Stock 4330 I By B. Kristine Johnson Trust The reported transaction was a gift by the reporting person to a tax-exempt organization. /s/ James Grant for B. Kristine Johnson 2017-02-17