0001230245-17-000029.txt : 20170217
0001230245-17-000029.hdr.sgml : 20170217
20170217163408
ACCESSION NUMBER: 0001230245-17-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170216
FILED AS OF DATE: 20170217
DATE AS OF CHANGE: 20170217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSON B KRISTINE
CENTRAL INDEX KEY: 0001231984
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 17621841
MAIL ADDRESS:
STREET 1: 901 MARQUETTE AVENUE, SUITE 1810
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-02-16
0001230245
PIPER JAFFRAY COMPANIES
PJC
0001231984
JOHNSON B KRISTINE
901 MARQUETTE AVENUE, SUITE 1810
MINNEAPOLIS
MN
55402
1
0
0
0
Common Stock
2017-02-16
4
G
0
1100
0
A
11606
D
Common Stock
1200
I
By IRA
Common Stock
4330
I
By B. Kristine Johnson Trust
The reported transaction was a gift by the reporting person to a tax-exempt organization.
/s/ James Grant for B. Kristine Johnson
2017-02-17