0001230245-16-000327.txt : 20161201
0001230245-16-000327.hdr.sgml : 20161201
20161201164026
ACCESSION NUMBER: 0001230245-16-000327
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161104
FILED AS OF DATE: 20161201
DATE AS OF CHANGE: 20161201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSON B KRISTINE
CENTRAL INDEX KEY: 0001231984
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 162028805
MAIL ADDRESS:
STREET 1: 901 MARQUETTE AVENUE, SUITE 1810
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4/A
1
edgar.xml
PRIMARY DOCUMENT
X0306
4/A
2016-11-04
2016-11-04
0001230245
PIPER JAFFRAY COMPANIES
PJC
0001231984
JOHNSON B KRISTINE
901 MARQUETTE AVENUE, SUITE 1810
MINNEAPOLIS
MN
55402
1
0
0
0
Common Stock
2016-11-04
4
S
0
1425
53.4473
D
12706
D
Common Stock
1200
I
By IRA
Common Stock
4330
I
By B. Kristine Johnson Trust
This amendment is being filed to correctly reflect the disposition of securities rather than the acquisition of securities as was previously reported.
/s/ James Grant for B. Kristine Johnson
2016-12-01