0001230245-16-000327.txt : 20161201 0001230245-16-000327.hdr.sgml : 20161201 20161201164026 ACCESSION NUMBER: 0001230245-16-000327 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161104 FILED AS OF DATE: 20161201 DATE AS OF CHANGE: 20161201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON B KRISTINE CENTRAL INDEX KEY: 0001231984 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 162028805 MAIL ADDRESS: STREET 1: 901 MARQUETTE AVENUE, SUITE 1810 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2016-11-04 2016-11-04 0001230245 PIPER JAFFRAY COMPANIES PJC 0001231984 JOHNSON B KRISTINE 901 MARQUETTE AVENUE, SUITE 1810 MINNEAPOLIS MN 55402 1 0 0 0 Common Stock 2016-11-04 4 S 0 1425 53.4473 D 12706 D Common Stock 1200 I By IRA Common Stock 4330 I By B. Kristine Johnson Trust This amendment is being filed to correctly reflect the disposition of securities rather than the acquisition of securities as was previously reported. /s/ James Grant for B. Kristine Johnson 2016-12-01