0001230245-16-000315.txt : 20161107 0001230245-16-000315.hdr.sgml : 20161107 20161107164159 ACCESSION NUMBER: 0001230245-16-000315 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harvey Stuart C. JR CENTRAL INDEX KEY: 0001526864 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 161978671 MAIL ADDRESS: STREET 1: C/O TRUSTWAVE HOLDINGS, INC. STREET 2: 70 W. MADISON, SUITE 1050 CITY: CHICAGO STATE: IL ZIP: 60602 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2016-11-07 0 0001230245 PIPER JAFFRAY COMPANIES PJC 0001526864 Harvey Stuart C. JR 800 NICOLLET MALL MINNEAPOLIS MN 55402 0 1 0 0 President and COO Common Stock 0 D John W. Geelan on behalf of Stuart C. Harvey, Jr. 2016-11-07 EX-24 2 harveypoa.htm POA

POWER OF ATTORNEY



This statement confirms that I have authorized and designated John W.

Geelan, James Grant and Melissa D. Richason, and each of them, as my

attorney-in-fact to execute and file on my behalf all Forms 3 (Initial

Statement of Beneficial Ownership of Securities), Forms 4 (Statement of

Changes in Beneficial Ownership of Securities) and Forms 5 (Annual

Statement of Changes in Beneficial Ownership), including any and all

amendments thereto, that I may be required to file with the Securities

and Exchange Commission as a result of my ownership of or transactions in

securities of Piper Jaffray Companies.  This power of attorney shall

continue in effect until I am no longer required to file Forms 4 and 5

with regard to my ownership of or transactions in securities of Piper

Jaffray Companies, unless I earlier revoke this power of attorney in a

writing delivered to the above-named attorneys-in-fact.  I acknowledge

that the above-named attorneys-in-fact are not assuming any of my

responsibilities to comply with Section 16 of the Securities Exchange Act

of 1934.



Dated:  October 6, 2016



 Signature



 /s/ Stuart C. Harvey