0001230245-16-000314.txt : 20161104 0001230245-16-000314.hdr.sgml : 20161104 20161104163022 ACCESSION NUMBER: 0001230245-16-000314 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161104 FILED AS OF DATE: 20161104 DATE AS OF CHANGE: 20161104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON B KRISTINE CENTRAL INDEX KEY: 0001231984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 161975534 MAIL ADDRESS: STREET 1: 901 MARQUETTE AVENUE, SUITE 1810 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-04 0001230245 PIPER JAFFRAY COMPANIES PJC 0001231984 JOHNSON B KRISTINE 901 MARQUETTE AVENUE, SUITE 1810 MINNEAPOLIS MN 55402 1 0 0 0 Common Stock 2016-11-04 4 S 0 1425 53.4473 A 12706 D Common Stock 1200 I By IRA Common Stock 4330 I By B. Kristine Johnson Trust /s/ John W. Geelan for B. Kristine Johnson 2016-11-04