0001230245-16-000246.txt : 20160506
0001230245-16-000246.hdr.sgml : 20160506
20160506171102
ACCESSION NUMBER: 0001230245-16-000246
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160504
FILED AS OF DATE: 20160506
DATE AS OF CHANGE: 20160506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSON B KRISTINE
CENTRAL INDEX KEY: 0001231984
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 161629147
MAIL ADDRESS:
STREET 1: 901 MARQUETTE AVENUE, SUITE 1810
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-05-04
0001230245
PIPER JAFFRAY COMPANIES
PJC
0001231984
JOHNSON B KRISTINE
901 MARQUETTE AVENUE, SUITE 1810
MINNEAPOLIS
MN
55402
1
0
0
0
Common Stock
2016-05-04
4
A
0
1803
0
A
14131
D
Common Stock
1200
I
By IRA
Common Stock
4330
I
By B. Kristine Johnson Trust
Includes 743 shares of phantom stock that were previously payable in cash which were reported as derivative securities in Table II, but are being reported in Table I because they are now payable in common stock on the last day of the year in which the reporting person's service as a director terminates.
/s/ James Grant for B. Kristine Johnson
2016-05-06