0001230245-16-000246.txt : 20160506 0001230245-16-000246.hdr.sgml : 20160506 20160506171102 ACCESSION NUMBER: 0001230245-16-000246 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160504 FILED AS OF DATE: 20160506 DATE AS OF CHANGE: 20160506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON B KRISTINE CENTRAL INDEX KEY: 0001231984 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 161629147 MAIL ADDRESS: STREET 1: 901 MARQUETTE AVENUE, SUITE 1810 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-05-04 0001230245 PIPER JAFFRAY COMPANIES PJC 0001231984 JOHNSON B KRISTINE 901 MARQUETTE AVENUE, SUITE 1810 MINNEAPOLIS MN 55402 1 0 0 0 Common Stock 2016-05-04 4 A 0 1803 0 A 14131 D Common Stock 1200 I By IRA Common Stock 4330 I By B. Kristine Johnson Trust Includes 743 shares of phantom stock that were previously payable in cash which were reported as derivative securities in Table II, but are being reported in Table I because they are now payable in common stock on the last day of the year in which the reporting person's service as a director terminates. /s/ James Grant for B. Kristine Johnson 2016-05-06