0001230245-15-000107.txt : 20150514 0001230245-15-000107.hdr.sgml : 20150514 20150514171437 ACCESSION NUMBER: 0001230245-15-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150513 FILED AS OF DATE: 20150514 DATE AS OF CHANGE: 20150514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLSKY LISA CENTRAL INDEX KEY: 0001390950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 15863983 MAIL ADDRESS: STREET 1: 13947 S. MINUTEMAN DRIVE CITY: DRAPER STATE: UT ZIP: 84020 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-05-13 0001230245 PIPER JAFFRAY COMPANIES PJC 0001390950 POLSKY LISA 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 0 0 0 Common Stock 2015-05-13 4 A 0 1425 0 A 14254 D /s/ John W. Geelan for Lisa K. Polsky 2015-05-14