0001326160-20-000091.txt : 20200302 0001326160-20-000091.hdr.sgml : 20200302 20200302173945 ACCESSION NUMBER: 0001326160-20-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200227 FILED AS OF DATE: 20200302 DATE AS OF CHANGE: 20200302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOOD LYNN J CENTRAL INDEX KEY: 0001230175 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32853 FILM NUMBER: 20678682 MAIL ADDRESS: STREET 1: DUKE ENERGY CORPORATION STREET 2: 550 SOUTH TRYON STREET - DEC45A CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Energy CORP CENTRAL INDEX KEY: 0001326160 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 202777218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45A CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 980-373-9093 MAIL ADDRESS: STREET 1: 550 SOUTH TRYON STREET STREET 2: DEC45A CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Duke Energy Holding Corp. DATE OF NAME CHANGE: 20050628 FORMER COMPANY: FORMER CONFORMED NAME: Deer Holding Corp. DATE OF NAME CHANGE: 20050504 4 1 wf-form4_158318876830625.xml FORM 4 X0306 4 2020-02-27 0 0001326160 Duke Energy CORP DUK 0001230175 GOOD LYNN J 550 S. TRYON STREET CHARLOTTE NC 28202 1 1 0 0 Chairman, Pres & CEO Common Stock 2020-02-27 4 F 0 5222 94.99 D 302325 D Common Stock 2020-02-27 4 G 0 46400 0 D 255925 D Common Stock 2020-02-28 4 F 0 6008 91.70 D 249917 D Common Stock 2020-02-28 4 S 0 16400 91.86 D 233517 D Common Stock 2020-02-28 4 G 0 14705 0 D 218812 D Common Stock 2020-02-27 4 G 0 46400 0 A 121400 I By Family Trust Common Stock 2348 I By 401(k) Common Stock 1652 I By Spouse This transaction was executed in multiple trades at prices ranging from $91.79 to $92.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ David S. Maltz, attorney-in-fact Lynn J. Good 2020-02-27