0001179110-17-000714.txt : 20170106 0001179110-17-000714.hdr.sgml : 20170106 20170106190739 ACCESSION NUMBER: 0001179110-17-000714 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170104 FILED AS OF DATE: 20170106 DATE AS OF CHANGE: 20170106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Natera, Inc. CENTRAL INDEX KEY: 0001604821 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 010894487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-249-9090 MAIL ADDRESS: STREET 1: 201 INDUSTRIAL ROAD STREET 2: SUITE 410 CITY: SAN CARLOS STATE: CA ZIP: 94070 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENMAN HERM CENTRAL INDEX KEY: 0001230057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37478 FILM NUMBER: 17515504 MAIL ADDRESS: STREET 1: GEN-PROBE INCORPORATED STREET 2: 10210 GENETIC CENTER DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 edgar.xml FORM 4 - X0306 4 2017-01-04 0 0001604821 Natera, Inc. NTRA 0001230057 ROSENMAN HERM C/O NATERA, INC., 201 INDUSTRIAL ROAD SUITE 410 SAN CARLOS CA 94070 0 1 0 0 Chief Financial Officer Common Stock 2017-01-04 4 M 0 5000 A 33409 D Common Stock 2017-01-04 4 S 0 1849 11.87 D 31560 D Restricted Stock Units 2017-01-04 4 M 0 5000 0 D Common Stock 5000 15000 D Represents the partial vesting and settlement of Restricted Stock Units ("RSUs") which vest in equal monthly installments, starting May 1, 2016. Each RSU represents a contingent right to receive one share of the common stock of the issuer. The sale of shares was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016. The RSU vests over one year, in equal monthly installments, starting May 1, 2016. /s/ Tami Chen, attorney-in-fact 2017-01-06