0001593968-16-001362.txt : 20161229
0001593968-16-001362.hdr.sgml : 20161229
20161229163434
ACCESSION NUMBER: 0001593968-16-001362
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161228
FILED AS OF DATE: 20161229
DATE AS OF CHANGE: 20161229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL AMERICAN CORP.
CENTRAL INDEX KEY: 0001514128
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 274683816
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 44 SOUTH BROADWAY, 12TH FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
BUSINESS PHONE: 914-597-2900
MAIL ADDRESS:
STREET 1: 44 SOUTH BROADWAY, 12TH FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
FORMER COMPANY:
FORMER CONFORMED NAME: UNIVERSAL AMERICAN SPIN CORP.
DATE OF NAME CHANGE: 20110228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WOLK TONY
CENTRAL INDEX KEY: 0001230007
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35149
FILM NUMBER: 162075507
MAIL ADDRESS:
STREET 1: C/O CENTENNIAL COMMUNICATIONS CORP
STREET 2: 3349 RTE 138
CITY: WALL
STATE: NJ
ZIP: 07719
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2016-12-28
0001514128
UNIVERSAL AMERICAN CORP.
UAM
0001230007
WOLK TONY
44 SOUTH BROADWAY
SUITE 1200
WHITE PLAINS
NY
10601-4411
false
true
false
false
EVP, General Counsel
Common Stock
2016-12-28
4
M
false
50000
7.87
A
279468
D
Common Stock
2016-12-28
4
F
false
43263
10.01
D
236205
D
Common Stock
2016-12-28
4
M
false
37500
6.18
A
273705
D
Common Stock
2016-12-28
4
F
false
28457
10.01
D
245248
D
Common Stock
2016-12-28
4
M
false
25119
6.05
A
270367
D
Common Stock
2016-12-28
4
F
false
18856
10.01
D
251511
D
Common Stock
2016-12-28
4
M
false
3265
8.41
A
254776
D
Common Stock
2016-12-28
4
F
false
2937
10.01
D
251839
D
Stock Option (Right to Buy)
7.87
2016-12-28
4
M
false
50000
7.87
D
2017-02-09
Common Stock
50000
0
D
Stock Option (Right to Buy)
6.18
2016-12-28
4
M
false
37500
6.18
D
2018-03-04
Common Stock
37500
12500
D
Stock Option (Right to Buy)
6.05
2016-12-28
4
M
false
25119
6.05
D
2019-02-06
Common Stock
25119
25119
D
Stock Option (Right to Buy)
8.41
2016-12-28
4
M
false
3265
8.41
D
2020-02-13
Common Stock
3265
9795
D
Represents common stock including 174,392 shares of unvested restricted stock.
Shares surrendered to issuer in payment of exercise price and tax liability in connection with stock option exercise.
Represents grant of stock options which vests in four equal installments beginning February 9, 2013.
Represents grant of stock options which vests in four equal installments beginning March 4, 2014.
Represents grant of stock options which vests in four equal installments beginning February 6, 2015.
Represents grant of stock options which vests in four equal installments beginning February 13, 2016.
/s/ WOLK TONY
2016-12-29