0001593968-16-001362.txt : 20161229 0001593968-16-001362.hdr.sgml : 20161229 20161229163434 ACCESSION NUMBER: 0001593968-16-001362 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161228 FILED AS OF DATE: 20161229 DATE AS OF CHANGE: 20161229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL AMERICAN CORP. CENTRAL INDEX KEY: 0001514128 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 274683816 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 44 SOUTH BROADWAY, 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914-597-2900 MAIL ADDRESS: STREET 1: 44 SOUTH BROADWAY, 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10601 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL AMERICAN SPIN CORP. DATE OF NAME CHANGE: 20110228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLK TONY CENTRAL INDEX KEY: 0001230007 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35149 FILM NUMBER: 162075507 MAIL ADDRESS: STREET 1: C/O CENTENNIAL COMMUNICATIONS CORP STREET 2: 3349 RTE 138 CITY: WALL STATE: NJ ZIP: 07719 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2016-12-28 0001514128 UNIVERSAL AMERICAN CORP. UAM 0001230007 WOLK TONY 44 SOUTH BROADWAY SUITE 1200 WHITE PLAINS NY 10601-4411 false true false false EVP, General Counsel Common Stock 2016-12-28 4 M false 50000 7.87 A 279468 D Common Stock 2016-12-28 4 F false 43263 10.01 D 236205 D Common Stock 2016-12-28 4 M false 37500 6.18 A 273705 D Common Stock 2016-12-28 4 F false 28457 10.01 D 245248 D Common Stock 2016-12-28 4 M false 25119 6.05 A 270367 D Common Stock 2016-12-28 4 F false 18856 10.01 D 251511 D Common Stock 2016-12-28 4 M false 3265 8.41 A 254776 D Common Stock 2016-12-28 4 F false 2937 10.01 D 251839 D Stock Option (Right to Buy) 7.87 2016-12-28 4 M false 50000 7.87 D 2017-02-09 Common Stock 50000 0 D Stock Option (Right to Buy) 6.18 2016-12-28 4 M false 37500 6.18 D 2018-03-04 Common Stock 37500 12500 D Stock Option (Right to Buy) 6.05 2016-12-28 4 M false 25119 6.05 D 2019-02-06 Common Stock 25119 25119 D Stock Option (Right to Buy) 8.41 2016-12-28 4 M false 3265 8.41 D 2020-02-13 Common Stock 3265 9795 D Represents common stock including 174,392 shares of unvested restricted stock. Shares surrendered to issuer in payment of exercise price and tax liability in connection with stock option exercise. Represents grant of stock options which vests in four equal installments beginning February 9, 2013. Represents grant of stock options which vests in four equal installments beginning March 4, 2014. Represents grant of stock options which vests in four equal installments beginning February 6, 2015. Represents grant of stock options which vests in four equal installments beginning February 13, 2016. /s/ WOLK TONY 2016-12-29