0001593968-16-000535.txt : 20160208
0001593968-16-000535.hdr.sgml : 20160208
20160208190645
ACCESSION NUMBER: 0001593968-16-000535
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160204
FILED AS OF DATE: 20160208
DATE AS OF CHANGE: 20160208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL AMERICAN CORP.
CENTRAL INDEX KEY: 0001514128
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 274683816
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 44 SOUTH BROADWAY, 12TH FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
BUSINESS PHONE: 914-597-2900
MAIL ADDRESS:
STREET 1: 44 SOUTH BROADWAY, 12TH FLOOR
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
FORMER COMPANY:
FORMER CONFORMED NAME: UNIVERSAL AMERICAN SPIN CORP.
DATE OF NAME CHANGE: 20110228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WOLK TONY
CENTRAL INDEX KEY: 0001230007
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35149
FILM NUMBER: 161396840
MAIL ADDRESS:
STREET 1: C/O CENTENNIAL COMMUNICATIONS CORP
STREET 2: 3349 RTE 138
CITY: WALL
STATE: NJ
ZIP: 07719
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2016-02-04
0001514128
UNIVERSAL AMERICAN CORP.
UAM
0001230007
WOLK TONY
44 SOUTH BROADWAY
SUITE 1200
WHITE PLAINS
NY
10601-4411
false
true
false
false
EVP, General Counsel
Common Stock
2016-02-04
4
A
false
19540
0
A
208472
D
Common Stock
2016-02-04
4
A
false
19540
0
A
228012
D
Common Stock
2016-02-06
4
F
false
2472
5.7
D
225540
D
Stock Option (Right to Buy)
6.09
2016-02-04
4
A
false
18298
0
A
2021-02-04
Common Stock
18298
18298
D
Stock Option (Right to Buy)
6.09
2016-02-04
4
A
false
18298
0
A
2021-02-04
Common Stock
18298
18298
D
Represents grant of restricted stock which vests in four equal annual installments beginning February 4, 2017.
Represents common stock including 172,019 shares of unvested restricted stock.
Represents grant of performance shares which vest 25% per year over four years subject to the Company having met a specified target of stock price appreciation.
Represents common stock including 191,559 shares of unvested restricted stock.
Shares withheld by issuer to satisfy statutory tax withholding on vesting of restricted stock.
Represents common stock including 185,713 shares of unvested restricted stock.
Represents grant of stock options which vests in four equal annual installments beginning February 4, 2017.
Represents grant of performance options which vest 25% per year over four years subject to the Company having met a specified target of stock price appreciation.
/s/ WOLK TONY
2016-02-08