0001593968-16-000535.txt : 20160208 0001593968-16-000535.hdr.sgml : 20160208 20160208190645 ACCESSION NUMBER: 0001593968-16-000535 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160204 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL AMERICAN CORP. CENTRAL INDEX KEY: 0001514128 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 274683816 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 44 SOUTH BROADWAY, 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914-597-2900 MAIL ADDRESS: STREET 1: 44 SOUTH BROADWAY, 12TH FLOOR CITY: WHITE PLAINS STATE: NY ZIP: 10601 FORMER COMPANY: FORMER CONFORMED NAME: UNIVERSAL AMERICAN SPIN CORP. DATE OF NAME CHANGE: 20110228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLK TONY CENTRAL INDEX KEY: 0001230007 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35149 FILM NUMBER: 161396840 MAIL ADDRESS: STREET 1: C/O CENTENNIAL COMMUNICATIONS CORP STREET 2: 3349 RTE 138 CITY: WALL STATE: NJ ZIP: 07719 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2016-02-04 0001514128 UNIVERSAL AMERICAN CORP. UAM 0001230007 WOLK TONY 44 SOUTH BROADWAY SUITE 1200 WHITE PLAINS NY 10601-4411 false true false false EVP, General Counsel Common Stock 2016-02-04 4 A false 19540 0 A 208472 D Common Stock 2016-02-04 4 A false 19540 0 A 228012 D Common Stock 2016-02-06 4 F false 2472 5.7 D 225540 D Stock Option (Right to Buy) 6.09 2016-02-04 4 A false 18298 0 A 2021-02-04 Common Stock 18298 18298 D Stock Option (Right to Buy) 6.09 2016-02-04 4 A false 18298 0 A 2021-02-04 Common Stock 18298 18298 D Represents grant of restricted stock which vests in four equal annual installments beginning February 4, 2017. Represents common stock including 172,019 shares of unvested restricted stock. Represents grant of performance shares which vest 25% per year over four years subject to the Company having met a specified target of stock price appreciation. Represents common stock including 191,559 shares of unvested restricted stock. Shares withheld by issuer to satisfy statutory tax withholding on vesting of restricted stock. Represents common stock including 185,713 shares of unvested restricted stock. Represents grant of stock options which vests in four equal annual installments beginning February 4, 2017. Represents grant of performance options which vest 25% per year over four years subject to the Company having met a specified target of stock price appreciation. /s/ WOLK TONY 2016-02-08