0001209191-21-041758.txt : 20210617
0001209191-21-041758.hdr.sgml : 20210617
20210617200120
ACCESSION NUMBER: 0001209191-21-041758
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210615
FILED AS OF DATE: 20210617
DATE AS OF CHANGE: 20210617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BEARDEN ROBERT G
CENTRAL INDEX KEY: 0001229938
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38069
FILM NUMBER: 211026654
MAIL ADDRESS:
STREET 1: I2
STREET 2: 11701 LUNA ROAD
CITY: DALLAS
STATE: TX
ZIP: 75234
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cloudera, Inc.
CENTRAL INDEX KEY: 0001535379
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 262922329
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 395 PAGE MILL ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94306
BUSINESS PHONE: 650 644 3950
MAIL ADDRESS:
STREET 1: 395 PAGE MILL ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94306
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-06-15
0
0001535379
Cloudera, Inc.
CLDR
0001229938
BEARDEN ROBERT G
C/O CLOUDERA INC.
5470 GREAT AMERICA PKWY
SANTA CLARA
CA
95054
1
1
0
0
Chief Executive Officer
Common Stock
2021-06-15
4
M
0
64166
A
185058
D
Common Stock
2021-06-15
4
M
0
134702
A
319760
D
Common Stock
2021-06-15
4
F
0
89690
15.79
D
230070
D
Restricted Stock Units
2021-06-15
4
M
0
64166
0.00
D
Common Stock
64166
641656
D
Restricted Stock Units
2021-06-15
4
M
0
134702
0.00
D
Common Stock
134702
533215
D
Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
538,809 of the RSUs vest in four equal quarterly installments commencing March 15, 2021 and 263,810 of the RSUs vest in four equal quarterly installments commencing on March 15, 2022.
/s/ Robert Bearden by David Howard, Attorney-in-Fact
2021-06-17