0001209191-21-041758.txt : 20210617 0001209191-21-041758.hdr.sgml : 20210617 20210617200120 ACCESSION NUMBER: 0001209191-21-041758 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210615 FILED AS OF DATE: 20210617 DATE AS OF CHANGE: 20210617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEARDEN ROBERT G CENTRAL INDEX KEY: 0001229938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38069 FILM NUMBER: 211026654 MAIL ADDRESS: STREET 1: I2 STREET 2: 11701 LUNA ROAD CITY: DALLAS STATE: TX ZIP: 75234 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cloudera, Inc. CENTRAL INDEX KEY: 0001535379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262922329 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 BUSINESS PHONE: 650 644 3950 MAIL ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-15 0 0001535379 Cloudera, Inc. CLDR 0001229938 BEARDEN ROBERT G C/O CLOUDERA INC. 5470 GREAT AMERICA PKWY SANTA CLARA CA 95054 1 1 0 0 Chief Executive Officer Common Stock 2021-06-15 4 M 0 64166 A 185058 D Common Stock 2021-06-15 4 M 0 134702 A 319760 D Common Stock 2021-06-15 4 F 0 89690 15.79 D 230070 D Restricted Stock Units 2021-06-15 4 M 0 64166 0.00 D Common Stock 64166 641656 D Restricted Stock Units 2021-06-15 4 M 0 134702 0.00 D Common Stock 134702 533215 D Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. 538,809 of the RSUs vest in four equal quarterly installments commencing March 15, 2021 and 263,810 of the RSUs vest in four equal quarterly installments commencing on March 15, 2022. /s/ Robert Bearden by David Howard, Attorney-in-Fact 2021-06-17