0001209191-14-043982.txt : 20140627
0001209191-14-043982.hdr.sgml : 20140627
20140626214349
ACCESSION NUMBER: 0001209191-14-043982
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140624
FILED AS OF DATE: 20140626
DATE AS OF CHANGE: 20140626
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Eclipse Resources Corp
CENTRAL INDEX KEY: 0001600470
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 464812998
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2121 OLD GATESBURG ROAD, SUITE 110
CITY: STATE COLLEGE
STATE: PA
ZIP: 16803
BUSINESS PHONE: (866)590-2568
MAIL ADDRESS:
STREET 1: 2121 OLD GATESBURG ROAD, SUITE 110
CITY: STATE COLLEGE
STATE: PA
ZIP: 16803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZORICH ROBERT L
CENTRAL INDEX KEY: 0001229915
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36511
FILM NUMBER: 14943944
MAIL ADDRESS:
STREET 1: 1100 LOUISIANA
STREET 2: SUITE 4900
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-06-24
0
0001600470
Eclipse Resources Corp
ECR
0001229915
ZORICH ROBERT L
2121 OLD GATESBURG ROAD
SUITE 110
STATE COLLEGE
PA
16803
1
0
1
0
Common Stock, par value $0.01 per share
2014-06-24
4
J
0
138500000
0.00
A
138500000
I
See Footnotes
Common Stock, par value $0.01 per share
2014-06-24
4
J
0
8800000
0.00
D
129700000
I
See Footnotes
Common Stock, par value $0.01 per share
2014-06-24
4
J
0
3766343
0.00
A
3766343
I
See Footnotes
Common Stock, par value $0.01 per share
2014-06-24
4
J
0
2092413
0.00
A
2092413
I
See Footnotes
Common Stock, par value $0.01 per share
2014-06-24
4
J
0
2845976
0.00
A
2845976
I
See Footnotes
Common Stock, par value $0.01 per share
2014-06-25
4
S
0
3766343
25.58
D
0
I
See Footnotes
Common Stock, par value $0.01 per share
2014-06-25
4
S
0
2092413
25.58
D
0
I
See Footnotes
Common Stock, par value $0.01 per share
2014-06-25
4
S
0
2845976
25.58
D
0
I
See Footnotes
Eclipse Resources Holdings, L.P. ("Eclipse Holdings") acquired 138,500,000 shares of common stock of Eclipse Resources Corporation (the "Issuer") in connection with a corporate reorganization contemporaneous with the initial public offering of the common stock of the Issuer (the "IPO").
These securities are directly held by Eclipse Resources Holdings, L.P. ("Eclipse Holdings").
These securities are directly held by EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII").
These securities are directly held by EnCap Energy Capital Fund VIII Co-Investors, L.P. ("EnCap Fund VIII Co-Invest").
These securities are directly held by EnCap Energy Capital Fund IX, L.P. ("EnCap Fund IX").
EnCap Fund VIII, EnCap Fund VIII Co-Invest and EnCap Fund IX (collectively, the "EnCap Funds") collectively own 100% of the Class A Units of Eclipse Holdings. Accordingly, the EnCap Funds may be deemed to beneficially own the reported securities.
The EnCap Funds are controlled indirectly by David B. Miller, D. Martin Phillips, Gary R. Petersen, and Robert L. Zorich, who are the controlling members of RNBD GP LLC ("RNBD"). Any action taken by RNBD to dispose or acquire securities has to be unanimously approved by all four members. RNBD is the sole member of EnCap Investments GP, L.L.C. ("EnCap Investments GP"), which is the general partner of EnCap Investments L.P. ("EnCap Investments LP"), which is the general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP") and EnCap Equity Fund IX GP, L.P. ("EnCap Fund IX GP"). EnCap Fund VIII GP is the sole general partner of each of EnCap Energy Capital Fund VIII, L.P. and EnCap Energy Capital Fund VIII Co-Investors, L.P. EnCap Fund IX GP is the sole general partner of EnCap Fund IX.
(Continued from footnote 7) Therefore, Messrs. Miller, Phillips, Petersen and Zorich, RNBD, EnCap Investments GP, EnCap Investments LP, EnCap Fund VIII GP and EnCap Fund IX GP may be deemed to beneficially own the reported securities.
The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
Pro-rata distribution by Eclipse Holdings to its limited partners.
Pro-rata distribution by Eclipse Holdings to EnCap Fund VIII.
Pro-rata distribution by Eclipse Holdings to EnCap Fund VIII Co-Invest.
Pro-rata distribution by Eclipse Holdings to EnCap Fund IX.
Sale in connection with the IPO.
/s/ Christopher K. Hulburt, as Attorney-in-Fact
2014-06-26