0001209191-14-043982.txt : 20140627 0001209191-14-043982.hdr.sgml : 20140627 20140626214349 ACCESSION NUMBER: 0001209191-14-043982 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140624 FILED AS OF DATE: 20140626 DATE AS OF CHANGE: 20140626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eclipse Resources Corp CENTRAL INDEX KEY: 0001600470 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 464812998 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2121 OLD GATESBURG ROAD, SUITE 110 CITY: STATE COLLEGE STATE: PA ZIP: 16803 BUSINESS PHONE: (866)590-2568 MAIL ADDRESS: STREET 1: 2121 OLD GATESBURG ROAD, SUITE 110 CITY: STATE COLLEGE STATE: PA ZIP: 16803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZORICH ROBERT L CENTRAL INDEX KEY: 0001229915 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36511 FILM NUMBER: 14943944 MAIL ADDRESS: STREET 1: 1100 LOUISIANA STREET 2: SUITE 4900 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-24 0 0001600470 Eclipse Resources Corp ECR 0001229915 ZORICH ROBERT L 2121 OLD GATESBURG ROAD SUITE 110 STATE COLLEGE PA 16803 1 0 1 0 Common Stock, par value $0.01 per share 2014-06-24 4 J 0 138500000 0.00 A 138500000 I See Footnotes Common Stock, par value $0.01 per share 2014-06-24 4 J 0 8800000 0.00 D 129700000 I See Footnotes Common Stock, par value $0.01 per share 2014-06-24 4 J 0 3766343 0.00 A 3766343 I See Footnotes Common Stock, par value $0.01 per share 2014-06-24 4 J 0 2092413 0.00 A 2092413 I See Footnotes Common Stock, par value $0.01 per share 2014-06-24 4 J 0 2845976 0.00 A 2845976 I See Footnotes Common Stock, par value $0.01 per share 2014-06-25 4 S 0 3766343 25.58 D 0 I See Footnotes Common Stock, par value $0.01 per share 2014-06-25 4 S 0 2092413 25.58 D 0 I See Footnotes Common Stock, par value $0.01 per share 2014-06-25 4 S 0 2845976 25.58 D 0 I See Footnotes Eclipse Resources Holdings, L.P. ("Eclipse Holdings") acquired 138,500,000 shares of common stock of Eclipse Resources Corporation (the "Issuer") in connection with a corporate reorganization contemporaneous with the initial public offering of the common stock of the Issuer (the "IPO"). These securities are directly held by Eclipse Resources Holdings, L.P. ("Eclipse Holdings"). These securities are directly held by EnCap Energy Capital Fund VIII, L.P. ("EnCap Fund VIII"). These securities are directly held by EnCap Energy Capital Fund VIII Co-Investors, L.P. ("EnCap Fund VIII Co-Invest"). These securities are directly held by EnCap Energy Capital Fund IX, L.P. ("EnCap Fund IX"). EnCap Fund VIII, EnCap Fund VIII Co-Invest and EnCap Fund IX (collectively, the "EnCap Funds") collectively own 100% of the Class A Units of Eclipse Holdings. Accordingly, the EnCap Funds may be deemed to beneficially own the reported securities. The EnCap Funds are controlled indirectly by David B. Miller, D. Martin Phillips, Gary R. Petersen, and Robert L. Zorich, who are the controlling members of RNBD GP LLC ("RNBD"). Any action taken by RNBD to dispose or acquire securities has to be unanimously approved by all four members. RNBD is the sole member of EnCap Investments GP, L.L.C. ("EnCap Investments GP"), which is the general partner of EnCap Investments L.P. ("EnCap Investments LP"), which is the general partner of EnCap Equity Fund VIII GP, L.P. ("EnCap Fund VIII GP") and EnCap Equity Fund IX GP, L.P. ("EnCap Fund IX GP"). EnCap Fund VIII GP is the sole general partner of each of EnCap Energy Capital Fund VIII, L.P. and EnCap Energy Capital Fund VIII Co-Investors, L.P. EnCap Fund IX GP is the sole general partner of EnCap Fund IX. (Continued from footnote 7) Therefore, Messrs. Miller, Phillips, Petersen and Zorich, RNBD, EnCap Investments GP, EnCap Investments LP, EnCap Fund VIII GP and EnCap Fund IX GP may be deemed to beneficially own the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Pro-rata distribution by Eclipse Holdings to its limited partners. Pro-rata distribution by Eclipse Holdings to EnCap Fund VIII. Pro-rata distribution by Eclipse Holdings to EnCap Fund VIII Co-Invest. Pro-rata distribution by Eclipse Holdings to EnCap Fund IX. Sale in connection with the IPO. /s/ Christopher K. Hulburt, as Attorney-in-Fact 2014-06-26