0001104659-17-033556.txt : 20170517 0001104659-17-033556.hdr.sgml : 20170517 20170517205332 ACCESSION NUMBER: 0001104659-17-033556 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170515 FILED AS OF DATE: 20170517 DATE AS OF CHANGE: 20170517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neff Corp CENTRAL INDEX KEY: 0001617667 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3750 N.W. 87TH AVENUE STREET 2: SUITE 400 CITY: MIAMI STATE: FL ZIP: 33178 BUSINESS PHONE: (305) 513-3350 MAIL ADDRESS: STREET 1: 3750 N.W. 87TH AVENUE STREET 2: SUITE 400 CITY: MIAMI STATE: FL ZIP: 33178 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SINGER ROBERT C CENTRAL INDEX KEY: 0001229712 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36752 FILM NUMBER: 17853321 4 1 a4.xml 4 X0306 4 2017-05-15 0 0001617667 Neff Corp NEFF 0001229712 SINGER ROBERT C 3750 N.W. 87TH AVENUE, SUITE 400 MIAMI FL 33178 1 0 0 0 Class A Common Stock 2017-05-15 4 M 0 5763 A 22015 D Restricted Stock Units 2017-05-15 4 M 0 5763 0.00 D Class A Common Stock 5763 0 D Neff Holdings LLC Unit Option (right to buy) 6.66 2020-11-11 Units 14303 14303 D Restricted stock units convert into shares of Class A common stock on a one-for-one basis. On December 9, 2016, the reporting person was granted 5,763 restricted stock units, vesting on the earliest of: (i) the first anniversary of the grant date, (ii) the day immediately preceding the date of the next annual meeting of the Company's stockholders following the grant date and (iii) the date of a change of control. The reporting person owns options for common units of Neff Holdings LLC, a holding company that is controlled by Neff Corporation. Each common unit held by or acquired by individuals upon exercise of existing options granted by Neff Holdings will be redeemable, at the election of such member, for, at Neff Corporation's option, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume-weighted average market price of one share of Class A common stock for each common unit redeemed (subject to customary adjustments, including for stock splits, stock dividends and reclassifications) in accordance with the terms of the Neff Holdings LLC Agreement; provided that, at Neff Corporation's election, Neff Corporation may effect a direct exchange of such Class A common stock or such cash for such common units. The options reflect options to purchase common units of Neff Holdings held by Neff Corporation's non-employee directors pursuant to the Neff Holdings 2010 Option Plan, subject to service-based vesting restrictions, which were converted from options to purchase Class B units of Neff Holdings in connection with Neff Corporation's initial public offering. All such options have an exercise price of $6.66 per unit. The options vested in equal installments on each of the first four anniversaries of the grant date, subject to continued service as a member of the board of directors through the applicable vesting date. The options for common units are currently exercisable and will expire on November 11, 2020. /s/ Mark Irion, by power of attorney 2017-05-17