0001209191-21-037297.txt : 20210602 0001209191-21-037297.hdr.sgml : 20210602 20210602170329 ACCESSION NUMBER: 0001209191-21-037297 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210531 FILED AS OF DATE: 20210602 DATE AS OF CHANGE: 20210602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISH LAWRENCE K CENTRAL INDEX KEY: 0001229659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36166 FILM NUMBER: 21990038 MAIL ADDRESS: STREET 1: ONE CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Houghton Mifflin Harcourt Co CENTRAL INDEX KEY: 0001580156 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 271566372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-351-5000 MAIL ADDRESS: STREET 1: 125 HIGH STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: HMH Holdings (Delaware), Inc. DATE OF NAME CHANGE: 20130626 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-31 0 0001580156 Houghton Mifflin Harcourt Co HMHC 0001229659 FISH LAWRENCE K C/O HOUGHTON MIFFLIN HARCOURT CO. 125 HIGH STREET BOSTON MA 02110 1 0 0 0 Common Stock 2021-05-31 4 M 0 84967 0.00 A 268378 D Restricted Stock Units 2021-05-31 4 M 0 84967 0.00 D Common Stock 84967 0 D Restricted Stock Units 2021-05-31 4 A 0 15594 0.00 A Common Stock 15594 15594 D Each restricted stock unit represents a contingent right to receive one share of Houghton Mifflin Harcourt Company's (the "Company") common stock. The restricted stock units vested on May 31, 2021 and were settled in exchange for a like amount of shares of the Company's common stock. This grant of restricted stock units will vest on May 31, 2022, subject to continued service on the Company's board of directors. William F. Bayers is the Executive Vice President, Secretary and General Counsel of the Company. /s/ William F. Bayers, Attorney-in-Fact 2021-06-02