0001144204-16-106546.txt : 20160602 0001144204-16-106546.hdr.sgml : 20160602 20160602173149 ACCESSION NUMBER: 0001144204-16-106546 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160601 FILED AS OF DATE: 20160602 DATE AS OF CHANGE: 20160602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHASERX, INC. CENTRAL INDEX KEY: 0001429386 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204690620 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 WEST HARRISON STREET STREET 2: SUITE 300 CITY: SEATTLE STATE: WA ZIP: 98119 BUSINESS PHONE: 206-805-6300 MAIL ADDRESS: STREET 1: 410 WEST HARRISON STREET STREET 2: SUITE 300 CITY: SEATTLE STATE: WA ZIP: 98119 FORMER COMPANY: FORMER CONFORMED NAME: PHASERX INC DATE OF NAME CHANGE: 20080311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILLIS STEVEN CENTRAL INDEX KEY: 0001229592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37772 FILM NUMBER: 161693598 MAIL ADDRESS: STREET 1: 8755 W. HIGGINS ROAD STREET 2: SUITE 1025 CITY: CHICAGO STATE: IL ZIP: 60631 4 1 v441586_4.xml OWNERSHIP DOCUMENT X0306 4 2016-06-01 0 0001429386 PHASERX, INC. PZRX 0001229592 GILLIS STEVEN 8755 W. HIGGINS ROAD SUITE 1025 CHICAGO IL 60631 1 0 1 0 Employee Stock Option (right to buy) 5.08 2016-06-01 4 A 0 31023 0 A 2026-06-01 Common Stock 31023 31023 D On June 1, 2016, the reporting person was granted an option to purchase shares of common stock. The option vests in 1/48th equal installments on each monthly anniversary of June 1, 2016, and subject to the reporting person's continued service to the Issuer. /s/ Steven Gillis 2016-06-02