0001144204-15-039139.txt : 20150625 0001144204-15-039139.hdr.sgml : 20150625 20150625165312 ACCESSION NUMBER: 0001144204-15-039139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150624 FILED AS OF DATE: 20150625 DATE AS OF CHANGE: 20150625 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pulmatrix, Inc. CENTRAL INDEX KEY: 0001574235 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 461821392 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 HAYDEN AVENUE STREET 2: SUITE 390 CITY: LEXINGTON STATE: MA ZIP: 02421 BUSINESS PHONE: (781) 357-2333 MAIL ADDRESS: STREET 1: 99 HAYDEN AVENUE STREET 2: SUITE 390 CITY: LEXINGTON STATE: MA ZIP: 02421 FORMER COMPANY: FORMER CONFORMED NAME: Ruthigen, Inc. DATE OF NAME CHANGE: 20130411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILLIS STEVEN CENTRAL INDEX KEY: 0001229592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36199 FILM NUMBER: 15952309 MAIL ADDRESS: STREET 1: 1000 SECOND AVENUE STREET 2: SUITE 3700 CITY: SEATTLE STATE: WA ZIP: 98104 4 1 v414105_4.xml OWNERSHIP DOCUMENT X0306 4 2015-06-24 0 0001574235 Pulmatrix, Inc. PULM 0001229592 GILLIS STEVEN 8725 W HIGGINS SUITE 290 CHICAGO IL 60631 1 0 0 0 Stock Option (Right to Buy) 11 2015-06-24 4 A 0 1108 0 A 2025-06-24 Common Stock 1108 1108 D The option vests as to 2.08% monthly for 48 months from June 16, 2015. /s/ Garrett Winslow, as Attorney-in-Fact for Steve Gillis 2015-06-25