0001144204-15-039139.txt : 20150625
0001144204-15-039139.hdr.sgml : 20150625
20150625165312
ACCESSION NUMBER: 0001144204-15-039139
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150624
FILED AS OF DATE: 20150625
DATE AS OF CHANGE: 20150625
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pulmatrix, Inc.
CENTRAL INDEX KEY: 0001574235
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 461821392
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 99 HAYDEN AVENUE
STREET 2: SUITE 390
CITY: LEXINGTON
STATE: MA
ZIP: 02421
BUSINESS PHONE: (781) 357-2333
MAIL ADDRESS:
STREET 1: 99 HAYDEN AVENUE
STREET 2: SUITE 390
CITY: LEXINGTON
STATE: MA
ZIP: 02421
FORMER COMPANY:
FORMER CONFORMED NAME: Ruthigen, Inc.
DATE OF NAME CHANGE: 20130411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GILLIS STEVEN
CENTRAL INDEX KEY: 0001229592
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36199
FILM NUMBER: 15952309
MAIL ADDRESS:
STREET 1: 1000 SECOND AVENUE
STREET 2: SUITE 3700
CITY: SEATTLE
STATE: WA
ZIP: 98104
4
1
v414105_4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-06-24
0
0001574235
Pulmatrix, Inc.
PULM
0001229592
GILLIS STEVEN
8725 W HIGGINS
SUITE 290
CHICAGO
IL
60631
1
0
0
0
Stock Option (Right to Buy)
11
2015-06-24
4
A
0
1108
0
A
2025-06-24
Common Stock
1108
1108
D
The option vests as to 2.08% monthly for 48 months from June 16, 2015.
/s/ Garrett Winslow, as Attorney-in-Fact for Steve Gillis
2015-06-25