0001567619-19-015632.txt : 20190801 0001567619-19-015632.hdr.sgml : 20190801 20190801174119 ACCESSION NUMBER: 0001567619-19-015632 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190701 FILED AS OF DATE: 20190801 DATE AS OF CHANGE: 20190801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHELTON RON CENTRAL INDEX KEY: 0001229575 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37582 FILM NUMBER: 19993814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADESTO TECHNOLOGIES Corp CENTRAL INDEX KEY: 0001395848 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 161755067 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3600 PETERSON WAY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-400-0578 MAIL ADDRESS: STREET 1: 3600 PETERSON WAY CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: ADESTO TECHNOLOGIES CORP DATE OF NAME CHANGE: 20070406 4/A 1 doc1.xml FORM 4/A X0306 4/A 2019-07-01 2019-07-03 0 0001395848 ADESTO TECHNOLOGIES Corp IOTS 0001229575 SHELTON RON C/O ADESTO TECHNOLOGIES CORPORATION 3600 PETERSON WAY SANTA CLARA CA 95054 0 1 0 0 Chief Financial Officer Common Stock 2019-07-01 4 F 0 3200 8.18 D 265477 D Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. The number of shares relinquished by the Reporting Person and cancelled by the Issuer in connection with the payment of tax withholding obligations of the Reporting Person, and the total direct holdings of the Reporting Person following the transaction, were incorrectly reported in Form 4 filed July 3, 2019 due to an administrative error. /s/ Ron Shelton 2019-08-01