0001209191-22-036945.txt : 20220615
0001209191-22-036945.hdr.sgml : 20220615
20220615161943
ACCESSION NUMBER: 0001209191-22-036945
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220613
FILED AS OF DATE: 20220615
DATE AS OF CHANGE: 20220615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULAT JAMES R
CENTRAL INDEX KEY: 0001229448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39011
FILM NUMBER: 221017998
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXICURE, INC.
CENTRAL INDEX KEY: 0001698530
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 815333008
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2430 N. HALSTED ST.
CITY: CHICAGO
STATE: IL
ZIP: 60614
BUSINESS PHONE: 847-673-1700
MAIL ADDRESS:
STREET 1: 2430 N. HALSTED ST.
CITY: CHICAGO
STATE: IL
ZIP: 60614
FORMER COMPANY:
FORMER CONFORMED NAME: Max-1 Acquisition Corp
DATE OF NAME CHANGE: 20170221
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-06-13
0
0001698530
EXICURE, INC.
XCUR
0001229448
SULAT JAMES R
C/O EXICURE, INC.
2430 N. HALSTED ST.
CHICAGO
IL
60614
1
0
0
0
Employee Stock Option (right to buy)
0.126
2022-06-13
4
A
0
50000
0.00
A
2032-06-12
Common Stock
50000
50000
D
The shares subject to the option will vest as to 1/12th of the underlying shares monthly from the vesting commencement date of June 13, 2022, provided the Reporting Person remains in continuous service on each vesting date.
/s/ Matthias Schroff, Attorney-in-Fact
2022-06-15