0001209191-22-036945.txt : 20220615 0001209191-22-036945.hdr.sgml : 20220615 20220615161943 ACCESSION NUMBER: 0001209191-22-036945 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220613 FILED AS OF DATE: 20220615 DATE AS OF CHANGE: 20220615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULAT JAMES R CENTRAL INDEX KEY: 0001229448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39011 FILM NUMBER: 221017998 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXICURE, INC. CENTRAL INDEX KEY: 0001698530 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815333008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2430 N. HALSTED ST. CITY: CHICAGO STATE: IL ZIP: 60614 BUSINESS PHONE: 847-673-1700 MAIL ADDRESS: STREET 1: 2430 N. HALSTED ST. CITY: CHICAGO STATE: IL ZIP: 60614 FORMER COMPANY: FORMER CONFORMED NAME: Max-1 Acquisition Corp DATE OF NAME CHANGE: 20170221 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-13 0 0001698530 EXICURE, INC. XCUR 0001229448 SULAT JAMES R C/O EXICURE, INC. 2430 N. HALSTED ST. CHICAGO IL 60614 1 0 0 0 Employee Stock Option (right to buy) 0.126 2022-06-13 4 A 0 50000 0.00 A 2032-06-12 Common Stock 50000 50000 D The shares subject to the option will vest as to 1/12th of the underlying shares monthly from the vesting commencement date of June 13, 2022, provided the Reporting Person remains in continuous service on each vesting date. /s/ Matthias Schroff, Attorney-in-Fact 2022-06-15